Douglas Dustin JR has been Chief Compliance Officer of Sentinel Pension Advisors since September 2025, is a control person of the firm and directly owns under 5% of it. Douglas Dustin JR holds a Bachelor of Science in Business Administration (Accounting) from St. Bonaventure University.
Sentinel Pension Advisors, LLC is a Wakefield, MA firm with $11.9B under management, 2,056 clients and 48 advisers across 24 offices, as of its May 2026 filing.
Doug Dustin is CFO, CCO and Partner of Sentinel Group. He heads the finance and accounting team, overseeing budgets and operations to help achieve Sentinel's financial goals. He ensures effective deployment of company assets and resources to keep business running smoothly.
Douglas Dustin JR’s longest registration is the current one, 8 years at Sentinel Pension Advisors since 2018. Before joining Sentinel Pension Advisors in 2018, Douglas Dustin JR was registered through Morgan Stanley Smith Barney LLC.
- – present · 8 yearsWakefield, MA · Adviser representative · Firm CRD 109901
- Morgan Stanley Smith Barney LLC– · 1 yearWellesley, MA · Adviser representative · Firm CRD 149777
Professional designations
Listed by Sentinel Pension Advisors
- Certified Public Accountant, CPA
Investment adviser representative registrations
Douglas Dustin JR is registered as an investment adviser representative in Massachusetts, since May 2018.
- MassachusettsSince 18 May 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 27 February 2026 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 26 May 2017 |
| Series 66 | Uniform Combined State Law Examination | 27 July 2010 |
| Series 7 | General Securities Representative Examination | 12 July 2010 |
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Douglas K Dustin JR
- CRD
- 5790881
- Firm
- Sentinel Pension Advisors · CRD 109901
- Role
- Chief Compliance Officer
- Office
- 100 QUANNAPOWITT PKWY, SUITE 402, Wakefield, MA 01880
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- sentinelgroup.com
Where does Douglas Dustin JR work?
Douglas Dustin JR has been Chief Compliance Officer of Sentinel Pension Advisors, LLC since September 2025, and is a control person of the firm.
Is Douglas Dustin JR a financial advisor?
Yes. Douglas Dustin JR has a current investment-adviser registration in Massachusetts, through Sentinel Pension Advisors since May 2018.
How many years of experience does Douglas Dustin JR have?
Douglas Dustin JR has 10 years in the financial industry, since March 2016, across 2 adviser firms.
What exams has Douglas Dustin JR passed?
Douglas Dustin JR has passed 6 licensing exams: the Series 7, Series 66, Series 27, Series 99TO, SIE and Series 24. The earliest, the Series 7, was passed in July 2010.
Where did Douglas Dustin JR work before Sentinel Pension Advisors?
Before Sentinel Pension Advisors, Douglas Dustin JR was registered through Morgan Stanley Smith Barney LLC, July 2010 to September 2011.
Where is Douglas Dustin JR based?
Douglas Dustin JR’s registered office is in Wakefield, MA.
Is Douglas Dustin JR registered with FINRA?
Yes. Douglas Dustin JR has a current broker registration, under CRD 5790881.
Source: FINRA BrokerCheck
How can I verify Douglas Dustin JR’s record?
Search CRD 5790881 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Douglas Dustin JR’s full registration record.
