Dorota Pietryka has been Chief Compliance Officer and Chief Operating Officer of Compass Private Wealth Group since August 2024, is a control person of the firm and directly owns under 5% of it. Dorota Pietryka holds a Finance degree from Baruch College, CUNY.
Compass Private Wealth Group LLC is a Short Hills, NJ firm with $113M under management, 80 clients and 3 advisers in one office, as of its June 2026 filing.
Dorota Pietryka is Wealth Advisor and Chief Operating Officer of Compass Private Wealth, with 20 years of experience in the financial services industry. Before joining Compass, she served as an Assistant Vice President at Merrill Lynch.
Dorota Pietryka’s longest registration was 5 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2019–2024). Before joining Compass Private Wealth Group in 2024, Dorota Pietryka was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 2 yearsShort Hills, NJ · Adviser representative · Firm CRD 316785
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 5 yearsClark, NJ · Adviser representative · Firm CRD 7691
Professional designations
Listed by Compass Private Wealth Group
- Chartered Retirement Planning Counselor® (CRPC®)
Investment adviser representative registrations
Dorota Pietryka is registered as an investment adviser representative in New Jersey, since July 2024.
- New JerseySince 10 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 29 March 2019 |
| Series 7TO | General Securities Representative Examination | 28 February 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 27 February 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 August 2005 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dorota Bernadetta Pietryka
- CRD
- 5011088
- Firm
- Compass Private Wealth Group · CRD 316785
- Role
- Chief Compliance Officer and Chief Operating Officer
- Office
- 51 JFK PARKWAY, 1ST FL W, SUITE 107, Short Hills, NJ 07078
- Registration
- Investment adviser registration
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- compasspw.com
Where does Dorota Pietryka work?
Dorota Pietryka has been Chief Compliance Officer and Chief Operating Officer of Compass Private Wealth Group LLC since August 2024, and is a control person of the firm.
Is Dorota Pietryka a financial advisor?
Yes. Dorota Pietryka has a current investment-adviser registration in New Jersey, through Compass Private Wealth Group since July 2024.
How many years of experience does Dorota Pietryka have?
Dorota Pietryka has 21 years in the financial industry, since August 2005, across 2 adviser firms.
What exams has Dorota Pietryka passed?
Dorota Pietryka has passed 4 licensing exams: the Series 6, Series 63, Series 7TO and Series 66. The earliest, the Series 6, was passed in August 2005. FINRA credited Dorota Pietryka with the SIE, which began in October 2018.
Where did Dorota Pietryka work before Compass Private Wealth Group?
Before Compass Private Wealth Group, Dorota Pietryka was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, April 2019 to July 2024.
Where is Dorota Pietryka based?
Dorota Pietryka’s registered office is in Short Hills, NJ.
Is Dorota Pietryka registered with FINRA?
No. Dorota Pietryka has no current broker registration.
How can I verify Dorota Pietryka’s record?
Search CRD 5011088 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dorota Pietryka’s full registration record.
