Donna Erickson-Nelson has been Chief Compliance Officer, Executive Vice President and Chief Operating Officer of Westchester Capital Management since September 2019, is a control person of the firm and directly owns under 5% of it. Donna Erickson-Nelson holds a Bachelor of Science in Business Administration (major in finance) from the University of Nebraska at Omaha.
Westchester Capital Management Inc is an Omaha, NE firm with $691M under management, 469 clients and 3 advisers in one office, as of its September 2026 filing.
Donna Nelson is Executive Vice President / Chief Operating Officer of Westchester Capital Management, Inc., based in Omaha, Nebraska. She is a member of the Investment Management and Portfolio Management Committees, and her responsibilities include investment research, management of client portfolios and communicating with clients. She is also the firm's Chief Compliance Officer and maintains its registration and compliance with the SEC and applicable state agencies.
- – present · 28 yearsOmaha, NE · Adviser representative · Firm CRD 110961
Investment adviser representative registrations
Donna Erickson-Nelson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 1998; the most recent is Texas, in September 2016.
- NebraskaSince 5 February 1998
- TexasResidentSince 7 September 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 December 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Donna Charlotte Erickson-Nelson
- CRD
- 2992112
- Firm
- Westchester Capital Management · CRD 110961
- Role
- Chief Compliance Officer, Executive Vice President and Chief Operating Officer
- Office
- 801 NORTH 96TH STREET, Omaha, NE 68114
- Registration
- Investment adviser registration
- In the industry since
- February 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- westchestercapital.com
Where does Donna Erickson-Nelson work?
Donna Erickson-Nelson has been Chief Compliance Officer, Executive Vice President and Chief Operating Officer of Westchester Capital Management Inc since September 2019, and is a control person of the firm.
Is Donna Erickson-Nelson a financial advisor?
Yes. Donna Erickson-Nelson has a current investment-adviser registration in Nebraska and Texas, through Westchester Capital Management since February 1998.
How many years of experience does Donna Erickson-Nelson have?
Donna Erickson-Nelson has 28 years in the financial industry, since February 1998, across 1 adviser firm.
What exams has Donna Erickson-Nelson passed?
Donna Erickson-Nelson passed the Series 65 in December 1997.
Where is Donna Erickson-Nelson based?
Donna Erickson-Nelson’s registered office is in Omaha, NE.
Is Donna Erickson-Nelson registered with FINRA?
No. Donna Erickson-Nelson has no current broker registration.
How can I verify Donna Erickson-Nelson’s record?
Search CRD 2992112 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donna Erickson-Nelson’s full registration record.