Dongjoon Lee has been an investment adviser representative at American Wealth Management since August 2018, and is not listed among the firm’s executive officers or direct owners.
American Wealth Management is a Reno, NV firm with $761M under management, 897 clients and 5 advisers in one office, as of its June 2026 filing.
Dongjoon Lee’s longest registration is the current one, 8 years at American Wealth Management since 2018. Before joining American Wealth Management in 2018, Dongjoon Lee was registered through Schultz Financial Group Incorporated.
- American Wealth ManagementCurrent– present · 8 yearsReno, NV · Adviser representative · Firm CRD 122205
- Schultz Financial Group Incorporated– · 2 yearsReno, NV · Adviser representative · Firm CRD 108724
- Schultz Financial Group Incorporated– · 2 yearsReno, NV · Adviser representative · Firm CRD 108724
Investment adviser representative registrations
Dongjoon Lee is registered as an investment adviser representative in 5 states. The first approvals date from August 2018; the most recent is Colorado, in February 2025.
- ArizonaSince 12 March 2024
- CaliforniaSince 31 August 2018
- ColoradoSince 14 February 2025
- NevadaSince 6 September 2018
- UtahSince 13 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 7 August 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 July 2012 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6090737
- Firm
- American Wealth Management · CRD 122205
- Office
- 570 HAMMILL LANE, Reno, NV 89511
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Dongjoon Lee work?
Dongjoon Lee is an investment adviser representative registered through American Wealth Management since August 2018, and is not listed among the firm’s executive officers or direct owners.
Is Dongjoon Lee a financial advisor?
Yes. Dongjoon Lee has a current investment-adviser registration in Arizona, California, Colorado, Nevada and Utah, through American Wealth Management since August 2018.
How many years of experience does Dongjoon Lee have?
Dongjoon Lee has 12 years in the financial industry, since November 2013, across 2 adviser firms.
What exams has Dongjoon Lee passed?
Dongjoon Lee has passed 2 licensing exams: the Series 65 and Series 63. The earliest, the Series 65, was passed in July 2012.
Where did Dongjoon Lee work before American Wealth Management?
Before American Wealth Management, Dongjoon Lee was registered through Schultz Financial Group Incorporated, December 2015 to August 2018; Schultz Financial Group Incorporated, July 2012 to August 2014.
Where is Dongjoon Lee based?
Dongjoon Lee’s registered office is in Reno, NV.
Is Dongjoon Lee registered with FINRA?
No. Dongjoon Lee has no current broker registration.
How can I verify Dongjoon Lee’s record?
Search CRD 6090737 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dongjoon Lee’s full registration record.
