Donald Williams has been Director, Operations of VestGen Advisors since September 2024, is not listed as a control person, but directly owns under 5% of the firm. Donald Williams holds a Bachelors degree in Economics from Rutgers University.
Vestgen Advisors, LLC is a Chicago, IL firm with $6.67B under management, 22,790 clients and 58 advisers across 17 offices, as of its September 2026 filing.
Don Williams is Executive Director, Operations of VestGen Wealth Partners. He joined the company in 2004 and oversees the back and middle office departments of the firm. He worked for Montauk Financial Group before joining the company.
No adviser firm registrations are on Donald Williams’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 July 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 December 2001 |
| Series 7 | General Securities Representative Examination | 1 November 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4257940
- Firm
- VestGen Advisors · CRD 318657
- Role
- Director, Operations
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- vestgen.com
Where does Donald Williams work?
Donald Williams has been Director, Operations of Vestgen Advisors, LLC since September 2024.
Does Donald Williams have a current investment-adviser registration?
Donald Williams has a current broker registration and no current investment-adviser registration.
What exams has Donald Williams passed?
Donald Williams has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 2001. FINRA credited Donald Williams with the SIE, which began in October 2018.
Is Donald Williams registered with FINRA?
Yes. Donald Williams has a current broker registration, under CRD 4257940.
Source: FINRA BrokerCheck
How can I verify Donald Williams’ record?
Search CRD 4257940 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Donald Williams’ full registration record.
