Donald Rosalez has been an investment adviser representative at Independent Wealth Network since October 2017, and is not listed among the firm’s executive officers or direct owners.
Independent Wealth Network, Inc. is an Urbandale, IA firm with $518M under management, 1,460 clients and 30 advisers across 20 offices, as of its March 2026 filing.
Donald F. Rosalez is Founder and President of the M.A.S. Group, based in Flagstaff, Arizona. The group has operated in Flagstaff for over 20 years and focuses on taxes, estate and retirement planning for individuals and corporations.
Donald Rosalez’s longest registration is the current one, 9 years at Independent Wealth Network since 2017. Before joining Independent Wealth Network in 2017, Donald Rosalez was registered through Investment Advisors Corp.
- – present · 9 yearsFlagstaff, AZ · Adviser representative · Firm CRD 286262
- Investment Advisors Corp– · 1 yearFlagstaff, AZ · Adviser representative · Firm CRD 117531
Investment adviser representative registrations
Donald Rosalez is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from October 2017; the most recent is Texas, in November 2022.
- ArizonaSince 16 October 2017
- New MexicoSince 20 February 2018
- TexasResidentSince 9 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 July 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 October 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 January 1989 |
| Series 22 | Direct Participation Programs Representative Examination | 26 January 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Donald F Rosalez
- CRD
- 1913993
- Firm
- Independent Wealth Network · CRD 286262
- Office
- Preferred Wealth Management, 121 E. Birch Ave, Suite 404, Flagstaff, AZ 86001
- Registration
- Investment adviser registration
- In the industry since
- February 1992
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- masfinancialandtax.com
Where does Donald Rosalez work?
Donald Rosalez is an investment adviser representative registered through Independent Wealth Network, Inc. since October 2017, and is not listed among the firm’s executive officers or direct owners.
Is Donald Rosalez a financial advisor?
Yes. Donald Rosalez has a current investment-adviser registration in Arizona, New Mexico and Texas, through Independent Wealth Network since October 2017.
How many years of experience does Donald Rosalez have?
Donald Rosalez has 34 years in the financial industry, since February 1992, across 2 adviser firms.
What exams has Donald Rosalez passed?
Donald Rosalez has passed 4 licensing exams: the Series 63, Series 22, Series 6 and Series 65. The earliest, the Series 63, was passed in January 1989. FINRA credited Donald Rosalez with the SIE, which began in October 2018.
Where did Donald Rosalez work before Independent Wealth Network?
Before Independent Wealth Network, Donald Rosalez was registered through Investment Advisors Corp, August 2016 to September 2017.
Where is Donald Rosalez based?
Donald Rosalez’s registered office is in Flagstaff, AZ.
Is Donald Rosalez registered with FINRA?
No. Donald Rosalez has no current broker registration.
How can I verify Donald Rosalez’s record?
Search CRD 1913993 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donald Rosalez’s full registration record.
