Donald Nicholson has been Chief Compliance Officer of Donald W. Nicholson & Associates since October 2025, is a control person of the firm and directly owns under 5% of it.
Donald W. Nicholson & Associates LTD is a Wilmington, DE firm with $171M under management, 156 clients and 4 advisers in one office, as of its April 2026 filing.
- – present · 30 yearsWilmington, DE · Adviser representative · Firm CRD 107054
Investment adviser representative registrations
Donald Nicholson is registered as an investment adviser representative in 3 states. The first approvals date from August 1996; the most recent is Louisiana, in January 2016.
- DelawareSince 26 August 1996
- LouisianaSince 14 January 2016
- TexasSince 26 June 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 31 March 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 September 1996 |
| Series 7 | General Securities Representative Examination | 11 March 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 July 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 March 1995 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Donald William Nicholson
- CRD
- 2572843
- Firm
- Donald W. Nicholson & Associates · CRD 107054
- Role
- Chief Compliance Officer
- Office
- 1403 SILVERSIDE ROAD, SUITE B, Wilmington, DE 19810-4434
- Registration
- Investment adviser registration
- In the industry since
- August 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does Donald Nicholson work?
Donald Nicholson has been Chief Compliance Officer of Donald W. Nicholson & Associates LTD since October 2025, and is a control person of the firm.
Is Donald Nicholson a financial advisor?
Yes. Donald Nicholson has a current investment-adviser registration in Delaware, Louisiana and Texas, through Donald W. Nicholson & Associates since August 1996.
How many years of experience does Donald Nicholson have?
Donald Nicholson has 30 years in the financial industry, since August 1996, across 1 adviser firm.
What exams has Donald Nicholson passed?
Donald Nicholson has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 65 and Series 24. The earliest, the Series 63, was passed in March 1995.
Where is Donald Nicholson based?
Donald Nicholson’s registered office is in Wilmington, DE.
Is Donald Nicholson registered with FINRA?
No. Donald Nicholson has no current broker registration.
How can I verify Donald Nicholson’s record?
Search CRD 2572843 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donald Nicholson’s full registration record.