Dominic Demicco has been an investment adviser representative at SGL Financial since February 2025, and is not listed among the firm’s executive officers or direct owners.
SGL Financial, LLC is a Buffalo Grove, IL firm with $416M under management, 884 clients and 13 advisers across 4 offices, as of its September 2026 filing.
Dominic Demicco’s longest registration was 2 years at Thrivent Investment Management Inc. (2021–2024). Before joining SGL Financial in 2025, Dominic Demicco was registered through MML Investors Services, LLC and Thrivent Investment Management Inc.
- SGL Financial, LLCCurrent– present · 1 yearBuffalo Grove, IL · Adviser representative · Firm CRD 158023
- MML Investors Services, LLC– · 1 yearLibertyville, IL · Adviser representative · Firm CRD 10409
- Thrivent Investment Management Inc.– · 2 yearsChicago, IL · Adviser representative · Firm CRD 18387
Investment adviser representative registrations
Dominic Demicco is registered as an investment adviser representative in Illinois, since February 2025.
- IllinoisSince 18 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 December 2021 |
| Series 7TO | General Securities Representative Examination | 20 November 2021 |
| SIE | Securities Industry Essentials Examination | 12 October 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Dominic Daniel Demicco
- CRD
- 7434801
- Firm
- SGL Financial · CRD 158023
- Office
- 1130 W. Lake Cook Road, Suite 150, Buffalo Grove, IL 60089
- Registration
- Investment adviser registration
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Dominic Demicco work?
Dominic Demicco is an investment adviser representative registered through SGL Financial, LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Dominic Demicco a financial advisor?
Yes. Dominic Demicco has a current investment-adviser registration in Illinois, through SGL Financial since February 2025.
How many years of experience does Dominic Demicco have?
Dominic Demicco has 4 years in the financial industry, since November 2021, across 3 adviser firms.
What exams has Dominic Demicco passed?
Dominic Demicco has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2021.
Where did Dominic Demicco work before SGL Financial?
Before SGL Financial, Dominic Demicco was registered through MML Investors Services, LLC, January 2024 to February 2025; Thrivent Investment Management Inc., December 2021 to January 2024.
Where is Dominic Demicco based?
Dominic Demicco’s registered office is in Buffalo Grove, IL.
Is Dominic Demicco registered with FINRA?
No. Dominic Demicco has no current broker registration.
How can I verify Dominic Demicco’s record?
Search CRD 7434801 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dominic Demicco’s full registration record.
- Gabriel LewitChief Executive Officer
- Gery SadzewiczChief Compliance Officer
- Steven LewitOwner