Diane Rice has been an investment adviser representative at Read & Powell Financial Services since January 2012, and is not listed among the firm’s executive officers or direct owners.
Read & Powell Financial Services, LLC is an Elko, NV firm with $160M under management, 530 clients and 3 advisers in one office, as of its March 2026 filing.
Diane Rice joined Read and Powell Financial Services in 2012 as a Registered Investment Advisor Representative. She started her banking and financial career in 1973 with First National Bank of Nevada, which later became Wells Fargo Bank, and worked with Private Bank clients on Strategic Wealth Plans covering wealth management, business succession planning and specialized lending.
Diane Rice’s longest registration is the current one, 14 years at Read & Powell Financial Services since 2012. Before joining Read & Powell Financial Services in 2012, Diane Rice was registered through Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC.
- – present · 14 yearsElko, NV · Adviser representative · Firm CRD 130189
- Wells Fargo Advisors, LLC– · under a yearElko, NV · Adviser representative · Firm CRD 19616
- Wells Fargo Investments, LLC– · 5 yearsElko, NV · Adviser representative · Firm CRD 10582
Investment adviser representative registrations
Diane Rice is registered as an investment adviser representative in Nevada, since January 2012.
- NevadaSince 4 January 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 September 2000 |
| Series 7 | General Securities Representative Examination | 23 August 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Diane B. Rice
- CRD
- 4252745
- Firm
- Read & Powell Financial Services · CRD 130189
- Office
- 491 FIFTH STREET, Elko, NV 89801
- Registration
- Investment adviser registration
- In the industry since
- April 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- readandpowell.com
Where does Diane Rice work?
Diane Rice is an investment adviser representative registered through Read & Powell Financial Services, LLC since January 2012, and is not listed among the firm’s executive officers or direct owners.
Is Diane Rice a financial advisor?
Yes. Diane Rice has a current investment-adviser registration in Nevada, through Read & Powell Financial Services since January 2012.
How many years of experience does Diane Rice have?
Diane Rice has 21 years in the financial industry, since April 2005, across 3 adviser firms.
What exams has Diane Rice passed?
Diane Rice has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2000.
Where did Diane Rice work before Read & Powell Financial Services?
Before Read & Powell Financial Services, Diane Rice was registered through Wells Fargo Advisors, LLC, January 2011 to November 2011; Wells Fargo Investments, LLC, February 2005 to January 2011.
Where is Diane Rice based?
Diane Rice’s registered office is in Elko, NV.
Is Diane Rice registered with FINRA?
No. Diane Rice has no current broker registration.
How can I verify Diane Rice’s record?
Search CRD 4252745 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Diane Rice’s full registration record.