Diana Kaspic has been an investment adviser representative at Progressive Investment Management since December 2018, and is not listed among the firm’s executive officers or direct owners. Diana Kaspic holds a BA in Economics and Modern European History from the University of Chicago.
Progressive Investment Management Corporation is a Lake Oswego, OR firm with $758M under management, 176 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Diana Kaspic is Fixed Income Portfolio Manager and Investment Advisor of Progressive Investment Management. She manages the firm's fixed income investment strategy, building and overseeing bond portfolios designed to meet each client's financial and ESG goals. She has been with Progressive since 2017, and her financial services experience includes institutional trading and portfolio management for banks in California, Washington, and Belgium.
- – present · 7 yearsCarnation, WA · Adviser representative · Firm CRD 107777
Investment adviser representative registrations
Diana Kaspic is registered as an investment adviser representative in Oregon, since December 2018.
- OregonSince 19 December 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 December 2018 |
| Series 7 | General Securities Representative Examination | 11 April 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 May 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Diana Jean Kaspic
- CRD
- 2490711
- Firm
- Progressive Investment Management · CRD 107777
- Office
- Carnation, WA
- Registration
- Investment adviser registration
- In the industry since
- December 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- progressiveinvestment.com
Where does Diana Kaspic work?
Diana Kaspic is an investment adviser representative registered through Progressive Investment Management Corporation since December 2018, and is not listed among the firm’s executive officers or direct owners.
Is Diana Kaspic a financial advisor?
Yes. Diana Kaspic has a current investment-adviser registration in Oregon, through Progressive Investment Management since December 2018.
How many years of experience does Diana Kaspic have?
Diana Kaspic has 7 years in the financial industry, since December 2018, across 1 adviser firm.
What exams has Diana Kaspic passed?
Diana Kaspic has passed 3 licensing exams: the Series 63, Series 7 and Series 65. The earliest, the Series 63, was passed in May 1994.
Where is Diana Kaspic based?
Diana Kaspic’s registered office is in Carnation, WA.
Is Diana Kaspic registered with FINRA?
No. Diana Kaspic has no current broker registration.
How can I verify Diana Kaspic’s record?
Search CRD 2490711 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Diana Kaspic’s full registration record.
