Diana Decharles has been Partner and Chief Compliance Officer of Pinnacle Asset Management Group, Corporation (Inc.) since January 1996, is a control person of the firm and directly owns between 50% and 75% of it.
Pinnacle Asset Management Group, Corporation (Inc.) is a Shreveport, LA firm with $156M under management, 240 clients and 2 advisers in one office, as of its March 2026 filing.
Diana DeCharles is Co-Founder of Pinnacle Asset Management Group, Inc., based in Shreveport, Louisiana. She has been in the financial services industry for over 28 years and holds the investment advisor representative and general securities principal licenses.
Diana Decharles’ longest registration is the current one, 14 years at Pinnacle Asset Management Group, Corporation (Inc.) since 2012.
- Osaic Wealth, Inc.– · under a yearShreveport, LA · Adviser representative · Firm CRD 23131
- – present · 14 yearsShreveport, LA · Adviser representative · Firm CRD 109965
Professional designations
Listed by Pinnacle Asset Management Group, Corporation (Inc.)
- CFP®
Investment adviser representative registrations
Diana Decharles is registered as an investment adviser representative in 2 states. The first approvals date from January 2023; the most recent is Texas, in August 2023.
- LouisianaSince 29 January 2023
- TexasSince 18 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 3 March 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 December 1998 |
| Series 24 | General Securities Principal Examination | 29 November 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 March 1986 |
| Series 7 | General Securities Representative Examination | 21 December 1985 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Diana Marie Decharles
- CRD
- 1445529
- Firm
- Pinnacle Asset Management Group, Corporation (Inc.) · CRD 109965
- Role
- Partner and Chief Compliance Officer
- Office
- 2020 LINE AVENUE, Shreveport, LA 71104-2125
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- planwithpamg.com
Where does Diana Decharles work?
Diana Decharles has been Partner and Chief Compliance Officer of Pinnacle Asset Management Group, Corporation (Inc.) since January 1996, and is a control person of the firm.
Is Diana Decharles a financial advisor?
Yes. Diana Decharles has a current investment-adviser registration in Louisiana and Texas, through Pinnacle Asset Management Group, Corporation (Inc.) since January 2023.
How many years of experience does Diana Decharles have?
Diana Decharles has 40 years in the financial industry, since December 1985, across 2 adviser firms.
What exams has Diana Decharles passed?
Diana Decharles has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 65, Series 53 and Series 52TO. The earliest, the Series 7, was passed in December 1985. FINRA credited Diana Decharles with the SIE, which began in October 2018.
Where is Diana Decharles based?
Diana Decharles’ registered office is in Shreveport, LA.
Is Diana Decharles registered with FINRA?
Yes. Diana Decharles has a current broker registration, under CRD 1445529.
Source: FINRA BrokerCheck
Is Diana Decharles a CFP?
Pinnacle Asset Management Group, Corporation (Inc.) lists Diana Decharles with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Diana DeCharles, CFP®, MBA biography, planwithpamg.com
How can I verify Diana Decharles’ record?
Search CRD 1445529 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Diana Decharles’ full registration record.