Derek St. Clair has been an investment adviser representative at Forefront Wealth Partners since January 2026, and is not listed among the firm’s executive officers or direct owners.
Forefront Wealth Partners, LLC is an Austin, TX firm with $240M under management, 572 clients and 7 advisers across 6 offices, as of its September 2026 filing.
Derek St. Clair’s longest registration was 6 years at Prudential Financial Planning Services (2017–2023). Before joining Forefront Wealth Partners in 2026, Derek St. Clair was registered through Equitable Advisors, LLC and Prudential Financial Planning Services.
- Equitable Advisors, LLC– · 2 yearsForest, VA · Adviser representative · Firm CRD 6627
- Prudential Financial Planning Services– · 6 yearsForest, VA · Adviser representative · Firm CRD 5685
Investment adviser representative registrations
Derek St. Clair is registered as an investment adviser representative in 2 states. Each was approved in January 2026.
- South CarolinaSince 6 January 2026
- VirginiaSince 6 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 17 August 2018 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 January 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 August 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 March 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Derek Houston St. Clair
- CRD
- 5663891
- Firm
- Forefront Wealth Partners · CRD 308521
- Office
- Forest, VA
- Registration
- Investment adviser registration
- In the industry since
- August 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Derek St. Clair work?
Derek St. Clair is an investment adviser representative registered through Forefront Wealth Partners, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Derek St. Clair a financial advisor?
Yes. Derek St. Clair has a current investment-adviser registration in South Carolina and Virginia, through Forefront Wealth Partners since January 2026.
How many years of experience does Derek St. Clair have?
Derek St. Clair has 16 years in the financial industry, since August 2010, across 3 adviser firms.
What exams has Derek St. Clair passed?
Derek St. Clair has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in March 2010. FINRA credited Derek St. Clair with the SIE, which began in October 2018.
Where did Derek St. Clair work before Forefront Wealth Partners?
Before Forefront Wealth Partners, Derek St. Clair was registered through Prudential Financial Planning Services, January 2017 to October 2023.
Where is Derek St. Clair based?
Derek St. Clair’s registered office is in Forest, VA.
Is Derek St. Clair registered with FINRA?
No. Derek St. Clair has no current broker registration.
How can I verify Derek St. Clair’s record?
Search CRD 5663891 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Derek St. Clair’s full registration record.
