Derek Soliz has been an investment adviser representative at Fulcrum Equity Management since July 2015, and is not listed among the firm’s executive officers or direct owners.
Fulcrum Equity Management, LLC is a Plano, TX firm with $193M under management, 487 clients and 3 advisers across 3 offices, as of its July 2026 filing.
Derek Soliz’s longest registration is the current one, 11 years at Fulcrum Equity Management since 2015. Before joining Fulcrum Equity Management in 2015, Derek Soliz was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and WFG Advisors, LP.
- Fulcrum Wealth ManagementCurrent– present · 11 yearsPlano, TX · Adviser representative · Firm CRD 159099
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearDenton, TX · Adviser representative · Firm CRD 7691
- WFG Advisors, LP– · 2 yearsDallas, TX · Adviser representative · Firm CRD 125073
Investment adviser representative registrations
Derek Soliz is registered as an investment adviser representative in Texas, since July 2015.
- TexasSince 2 July 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 November 2011 |
| Series 7 | General Securities Representative Examination | 3 October 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 May 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Derek B Soliz
- CRD
- 5392815
- Firm
- Fulcrum Equity Management · CRD 159099
- Office
- 5465 LEGACY DR., SUITE 650, Plano, TX 75024
- Registration
- Investment adviser registration
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Derek Soliz work?
Derek Soliz is an investment adviser representative registered through Fulcrum Equity Management, LLC since July 2015, and is not listed among the firm’s executive officers or direct owners.
Is Derek Soliz a financial advisor?
Yes. Derek Soliz has a current investment-adviser registration in Texas, through Fulcrum Equity Management since July 2015.
How many years of experience does Derek Soliz have?
Derek Soliz has 14 years in the financial industry, since January 2012, across 3 adviser firms.
What exams has Derek Soliz passed?
Derek Soliz has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in October 2007. FINRA credited Derek Soliz with the SIE, which began in October 2018.
Where did Derek Soliz work before Fulcrum Equity Management?
Before Fulcrum Equity Management, Derek Soliz was registered through WFG Advisors, LP, January 2012 to December 2014.
Where is Derek Soliz based?
Derek Soliz’s registered office is in Plano, TX.
Is Derek Soliz registered with FINRA?
No. Derek Soliz has no current broker registration.
How can I verify Derek Soliz’s record?
Search CRD 5392815 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Derek Soliz’s full registration record.