Derek Mosley has been Managing Member of LifeGuide Financial Advisors since January 2022, is a control person of the firm and directly owns between 5% and 10% of it.
Lifeguide Financial Advisors, LLC is a Mechanicsburg, PA firm with $563M under management, 778 clients and 16 advisers across 3 offices, as of its September 2026 filing.
Derek Mosley’s longest registration is the current one, 9 years at LifeGuide Financial Advisors since 2016. Before joining LifeGuide Financial Advisors in 2016, Derek Mosley was registered through Investment Advisors.
- – present · 9 yearsMechanicsburg, PA · Adviser representative · Firm CRD 284842
- Investment Advisors– · 2 yearsMechanicsburg, PA · Adviser representative · Firm CRD 15708
Investment adviser representative registrations
Derek Mosley is registered as an investment adviser representative in Pennsylvania, since November 2016.
- PennsylvaniaSince 7 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 December 2013 |
| Series 7 | General Securities Representative Examination | 4 November 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Derek Glen Mosley
- CRD
- 6020464
- Firm
- LifeGuide Financial Advisors · CRD 284842
- Role
- Managing Member
- Office
- 400 W MAIN ST., Mechanicsburg, PA 17055
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Derek Mosley work?
Derek Mosley has been Managing Member of Lifeguide Financial Advisors, LLC since January 2022, and is a control person of the firm.
Is Derek Mosley a financial advisor?
Yes. Derek Mosley has a current investment-adviser registration in Pennsylvania, through LifeGuide Financial Advisors since November 2016.
How many years of experience does Derek Mosley have?
Derek Mosley has 12 years in the financial industry, since November 2013, across 2 adviser firms.
What exams has Derek Mosley passed?
Derek Mosley has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2013. FINRA credited Derek Mosley with the SIE, which began in October 2018.
Where is Derek Mosley based?
Derek Mosley’s registered office is in Mechanicsburg, PA.
Is Derek Mosley registered with FINRA?
No. Derek Mosley has no current broker registration.
How can I verify Derek Mosley’s record?
Search CRD 6020464 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Derek Mosley’s full registration record.