Dennis Romney has been an investment adviser representative at Opportunus Wealth Management since July 2019, and is not listed among the firm’s executive officers or direct owners.
Opportunus Wealth Management, LLC is a firm with $103M under management, 190 clients and 3 advisers across 3 offices, as of its March 2026 filing.
Dennis Romney’s longest registration is the current one, 7 years at Opportunus Wealth Management since 2019. Before joining Opportunus Wealth Management in 2019, Dennis Romney was registered through Global Retirement Partners LLC and Principal Securities, Inc.
- – present · 7 yearsCottonwood Heights, UT · Adviser representative · Firm CRD 300141
- Global Retirement Partners LLC– · 2 yearsSandy, UT · Adviser representative · Firm CRD 172011
- Principal Securities, Inc.– · 5 yearsSandy, UT · Adviser representative · Firm CRD 1137
- Morgan Stanley Smith Barney LLC– · under a yearPurchase, NY · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Dennis Romney is registered as an investment adviser representative in Utah, since July 2019.
- UtahSince 9 July 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 June 2010 |
| Series 31 | Futures Managed Funds Examination | 28 May 2010 |
| Series 7 | General Securities Representative Examination | 12 April 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Full name
- Dennis Ryan Romney
- CRD
- 5756865
- Firm
- Opportunus Wealth Management · CRD 300141
- Office
- Cottonwood Heights, UT
- Registration
- Investment adviser registration
- In the industry since
- September 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Dennis Romney work?
Dennis Romney is an investment adviser representative registered through Opportunus Wealth Management, LLC since July 2019, and is not listed among the firm’s executive officers or direct owners.
Is Dennis Romney a financial advisor?
Yes. Dennis Romney has a current investment-adviser registration in Utah, through Opportunus Wealth Management since July 2019.
How many years of experience does Dennis Romney have?
Dennis Romney has 16 years in the financial industry, since September 2010, across 4 adviser firms.
What exams has Dennis Romney passed?
Dennis Romney has passed 3 licensing exams: the Series 7, Series 31 and Series 66. The earliest, the Series 7, was passed in April 2010. FINRA credited Dennis Romney with the SIE, which began in October 2018.
Where did Dennis Romney work before Opportunus Wealth Management?
Before Opportunus Wealth Management, Dennis Romney was registered through Global Retirement Partners LLC, August 2016 to May 2019; Principal Securities, Inc., August 2011 to August 2016; Morgan Stanley Smith Barney LLC, June 2010 to January 2011.
Where is Dennis Romney based?
Dennis Romney’s registered office is in Cottonwood Heights, UT.
Is Dennis Romney registered with FINRA?
No. Dennis Romney has no current broker registration.
How can I verify Dennis Romney’s record?
Search CRD 5756865 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dennis Romney’s full registration record.