Dennis Fagan has been President, Chief Compliance Officer, and Portfolio Manager of Fagan Associates since August 1989, is a control person of the firm and directly owns 75% or more of it. Dennis Fagan studied at Colgate University and the University at Albany.
Fagan Associates Inc is a Troy, NY firm with $941M under management, 1,800 clients and 3 advisers in one office, as of its March 2026 filing.
Dennis Fagan is Founder/President/Chief Financial Advisor of Fagan Associates. He established Fagan Associates, Inc. in 1989 and serves as a Portfolio Manager and Investment Adviser.
Investment adviser representative registrations
Dennis Fagan is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2018; the most recent is New York, in July 2021.
- New YorkSince 11 July 2021
- TexasResidentSince 10 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 19 July 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 August 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 June 1985 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dennis Patrick Fagan
- CRD
- 1372863
- Firm
- Fagan Associates · CRD 107562
- Role
- President, Chief Compliance Officer, and Portfolio Manager
- Office
- 767 HOOSICK ROAD, Troy, NY 12180
- Registration
- Investment adviser registration
- In the industry since
- December 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- faganasset.com
Where does Dennis Fagan work?
Dennis Fagan has been President, Chief Compliance Officer, and Portfolio Manager of Fagan Associates Inc since August 1989, and is a control person of the firm.
Is Dennis Fagan a financial advisor?
Yes. Dennis Fagan has a current investment-adviser registration in New York and Texas, through Fagan Associates since April 2018.
How many years of experience does Dennis Fagan have?
Dennis Fagan has 11 years in the financial industry, since December 2014, across 1 adviser firm.
What exams has Dennis Fagan passed?
Dennis Fagan has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in June 1985.
Where is Dennis Fagan based?
Dennis Fagan’s registered office is in Troy, NY.
Is Dennis Fagan registered with FINRA?
No. Dennis Fagan has no current broker registration.
How can I verify Dennis Fagan’s record?
Search CRD 1372863 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dennis Fagan’s full registration record.