Denise Rich has been an investment adviser representative at USAdvisors Wealth Management since November 2020, and is not listed among the firm’s executive officers or direct owners.
Usadvisors Wealth Management, LLC is an Eden Prairie, MN firm with $483M under management, 1,901 clients and 12 advisers across 12 offices, as of its February 2026 filing.
- – present · 5 yearsInver Grove Heights, MN · Adviser representative · Firm CRD 158108
Investment adviser representative registrations
Denise Rich is registered as an investment adviser representative in Minnesota, since December 2020.
- MinnesotaSince 1 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 November 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 26 October 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 July 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 May 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Denise Jean Rich
- CRD
- 4629515
- Firm
- USAdvisors Wealth Management · CRD 158108
- Office
- 5774 BLACKSHIRE PATH, Inver Grove Heights, MN 55076
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Denise Rich work?
Denise Rich is an investment adviser representative registered through Usadvisors Wealth Management, LLC since November 2020, and is not listed among the firm’s executive officers or direct owners.
Is Denise Rich a financial advisor?
Yes. Denise Rich has a current investment-adviser registration in Minnesota, through USAdvisors Wealth Management since November 2020.
How many years of experience does Denise Rich have?
Denise Rich has 19 years in the financial industry, since December 2006, across 1 adviser firm.
What exams has Denise Rich passed?
Denise Rich has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in May 2004. FINRA credited Denise Rich with the SIE, which began in October 2018.
Where is Denise Rich based?
Denise Rich’s registered office is in Inver Grove Heights, MN.
Is Denise Rich registered with FINRA?
Yes. Denise Rich has a current broker registration, under CRD 4629515.
Source: FINRA BrokerCheck
How can I verify Denise Rich’s record?
Search CRD 4629515 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Denise Rich’s full registration record.