Denise DiFilippo is a control person of DBD Retirement and Financial Services and directly owns between 50% and 75% of it.
DBD Retirement and Financial Services is an investment adviser, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $134 million, as filed on 28 September 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 7803995
- Firm
- DBD Retirement and Financial Services · CRD 328239
- Role
- Owner
- In role since
- August 2023 · 3 years
- Control person
- Yes
- Direct ownership
- 50% to 75%
- Firm headquarters
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Denise DiFilippo work?
Denise DiFilippo has been Owner of DBD Retirement and Financial Services, LLC since August 2023, and is a control person of the firm.
How can I verify Denise DiFilippo’s record?
Denise DiFilippo’s role is listed on DBD Retirement and Financial Services, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 328239.