Deborah Ellis has been an investment adviser representative at Investor's Fiduciary Advisor Network since December 2023, and is not listed among the firm’s executive officers or direct owners.
Investor'S Fiduciary Advisor Network, LLC is a firm with $787M under management, 887 clients and 16 advisers across 15 offices, as of its March 2026 filing.
Deborah Ellis’ longest registration was 11 years at Cogent Independent Advisors, Inc. (2012–2024). Before joining Investor's Fiduciary Advisor Network in 2023, Deborah Ellis was registered through Origin Financial and Cogent Independent Advisors, Inc.
- Origin Financial– · under a yearGranada Hills, CA · Adviser representative · Firm CRD 305353
- Cogent Independent Advisors, Inc.– · 11 yearsParker, CO · Adviser representative · Firm CRD 161659
- Metlife Securities Inc.– · under a yearWestlake Village, CA · Adviser representative · Firm CRD 14251
Investment adviser representative registrations
Deborah Ellis is registered as an investment adviser representative in 3 states. The first approvals date from December 2023; the most recent is Utah, in February 2025.
- CaliforniaSince 14 December 2023
- HawaiiSince 10 June 2024
- UtahSince 3 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 11 June 2011 |
| Series 7 | General Securities Representative Examination | 24 May 2011 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Deborah Weis Ellis
- CRD
- 3203427
- Firm
- Investor's Fiduciary Advisor Network · CRD 159301
- Office
- Washington, UT
- Registration
- Investment adviser registration
- In the industry since
- August 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Deborah Ellis work?
Deborah Ellis is an investment adviser representative registered through Investor'S Fiduciary Advisor Network, LLC since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is Deborah Ellis a financial advisor?
Yes. Deborah Ellis has a current investment-adviser registration in California, Hawaii and Utah, through Investor's Fiduciary Advisor Network since December 2023.
How many years of experience does Deborah Ellis have?
Deborah Ellis has 15 years in the financial industry, since August 2011, across 4 adviser firms.
What exams has Deborah Ellis passed?
Deborah Ellis has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2011.
Where did Deborah Ellis work before Investor's Fiduciary Advisor Network?
Before Investor's Fiduciary Advisor Network, Deborah Ellis was registered through Origin Financial, October 2021 to October 2021; Metlife Securities Inc., July 2011 to May 2012.
Where is Deborah Ellis based?
Deborah Ellis’ registered office is in Washington, UT.
Is Deborah Ellis registered with FINRA?
No. Deborah Ellis has no current broker registration.
How can I verify Deborah Ellis’ record?
Search CRD 3203427 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Deborah Ellis’ full registration record.