Debbie Gandy has been an investment adviser representative at Peachcap Tax & Advisory since August 2018, and is not listed among the firm’s executive officers or direct owners.
Peachcap Tax & Advisory, LLC is an Atlanta, GA firm with $147M under management, 248 clients and 4 advisers across 3 offices, as of its February 2026 filing.
Debbie Gandy’s longest registration is the current one, 8 years at Peachcap Tax & Advisory since 2018. Before joining Peachcap Tax & Advisory in 2018, Debbie Gandy was registered through Kestra Private Wealth Services, LLC and Morgan Stanley.
- Kestra Private Wealth Services, LLC– · 3 yearsCalabasas, CA · Adviser representative · Firm CRD 155193
- Morgan Stanley– · 5 yearsOxnard, CA · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 3 yearsOxnard, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Debbie Gandy is registered as an investment adviser representative in 2 states. The first approvals date from August 2018; the most recent is Kansas, in January 2020.
- CaliforniaSince 31 August 2018
- KansasSince 3 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 June 2005 |
| Series 7 | General Securities Representative Examination | 25 November 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Debbie Ann Gandy
- CRD
- 2335908
- Firm
- Peachcap Tax & Advisory · CRD 158729
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Debbie Gandy work?
Debbie Gandy is an investment adviser representative registered through Peachcap Tax & Advisory, LLC since August 2018, and is not listed among the firm’s executive officers or direct owners.
Is Debbie Gandy a financial advisor?
Yes. Debbie Gandy has a current investment-adviser registration in California and Kansas, through Peachcap Tax & Advisory since August 2018.
How many years of experience does Debbie Gandy have?
Debbie Gandy has 22 years in the financial industry, since December 2003, across 4 adviser firms.
What exams has Debbie Gandy passed?
Debbie Gandy has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2003. FINRA credited Debbie Gandy with the SIE, which began in October 2018.
Where did Debbie Gandy work before Peachcap Tax & Advisory?
Before Peachcap Tax & Advisory, Debbie Gandy was registered through Kestra Private Wealth Services, LLC, December 2014 to August 2018; Morgan Stanley, June 2009 to December 2014; Citigroup Global Markets Inc., July 2005 to June 2009.
Is Debbie Gandy registered with FINRA?
Yes. Debbie Gandy has a current broker registration, under CRD 2335908.
Source: FINRA BrokerCheck
How can I verify Debbie Gandy’s record?
Search CRD 2335908 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Debbie Gandy’s full registration record.
