Dean Umemoto has been Managing Principal of McLean Asset Management since September 1984, is a control person of the firm and directly owns between 10% and 25% of it. Dean Umemoto holds a B.A. from Lafayette College.
McLean Asset Management Corporation is a Tysons, VA firm with $994M under management, 512 clients and 17 advisers across 5 offices, as of its May 2026 filing.
Dean Umemoto is Managing Principal of McLean Asset Management. He is the founding principal and president of McLean, and his articles appear in peer reviewed professional publications such as Journal of Financial Planning. He has also spoken at several professional and educational seminars at both the local and national level.
- – present · 35 yearsTysons, VA · Adviser representative · Firm CRD 108067
Professional designations
Listed by McLean Asset Management
- Chartered Financial Consultant (ChFC®)
Investment adviser representative registrations
Dean Umemoto is registered as an investment adviser representative in 2 states. The first approvals date from January 1991; the most recent is New Hampshire, in November 2012.
- New HampshireSince 19 November 2012
- VirginiaSince 23 January 1991
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 September 1996 |
| Series 24 | General Securities Principal Examination | 23 July 1990 |
| Series 7 | General Securities Representative Examination | 17 September 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 May 1980 |
| Series 1 | Registered Representative Examination | 29 April 1980 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Dean Takayuki Umemoto
- CRD
- 708206
- Firm
- McLean Asset Management · CRD 108067
- Role
- Managing Principal
- Office
- 1900 Gallows Road, Suite 350, Tysons, VA 22182
- Registration
- Investment adviser registration
- In the industry since
- January 1991
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mcleanam.com
Where does Dean Umemoto work?
Dean Umemoto has been Managing Principal of McLean Asset Management Corporation since September 1984, and is a control person of the firm.
Is Dean Umemoto a financial advisor?
Yes. Dean Umemoto has a current investment-adviser registration in New Hampshire and Virginia, through McLean Asset Management since January 1991.
How many years of experience does Dean Umemoto have?
Dean Umemoto has 35 years in the financial industry, since January 1991, across 1 adviser firm.
What exams has Dean Umemoto passed?
Dean Umemoto has passed 5 licensing exams: the Series 1, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 1, was passed in April 1980.
Where is Dean Umemoto based?
Dean Umemoto’s registered office is in Tysons, VA.
Is Dean Umemoto registered with FINRA?
No. Dean Umemoto has no current broker registration.
How can I verify Dean Umemoto’s record?
Search CRD 708206 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dean Umemoto’s full registration record.
