Dawn Litchfield has been Co-Founder & Chief Compliance Officer - Member of Naples Money Management since June 2011, is not listed as a control person, but directly owns under 5% of the firm.
Naples Money Management LLC is a Naples, FL firm with $164M under management, 184 clients and 2 advisers in one office, as of its April 2026 filing.
Dawn Litchfield Brown is Managing Partner and Founder of Naples Money Managers, based in Naples, FL. She opened Litchfield Asset Management on October 19th, 1987, and the firm name was changed to The Naples Money Managers in 2010. She hosted the WNOG radio program Money Matters for 13 years.
Dawn Litchfield’s longest registration was 21 years at Litchfield, Nelson & Company (1989–2010). Before joining Naples Money Management in 2011, Dawn Litchfield was registered through Litchfield, Nelson & Company.
- Naples Money Management LLCCurrent– present · 15 yearsNaples, FL · Adviser representative · Firm CRD 153499
- Litchfield, Nelson & Company– · 21 yearsNaples, FL · Adviser representative · Firm CRD 111132
Professional designations
Listed by Naples Money Management
- Certified Divorce Financial Settlement Analyst (CDFA)
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 18 October 1985 |
| Series 3 | National Commodity Futures Examination | 18 February 1985 |
| Series 7 | General Securities Representative Examination | 20 October 1984 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Full name
- Dawn Perniciaro Litchfield
- CRD
- 1311347
- Firm
- Naples Money Management · CRD 153499
- Role
- Co-Founder & Chief Compliance Officer - Member
- Office
- 10001 TAMIAMI TRAIL NORTH, SUITE 101, Naples, FL 34108
- Registration
- Investment adviser registration
- In the industry since
- February 1986
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- naplesmoneymanagers.com
Where does Dawn Litchfield work?
Dawn Litchfield has been Co-Founder & Chief Compliance Officer - Member of Naples Money Management LLC since June 2011.
Is Dawn Litchfield a financial advisor?
Yes. Dawn Litchfield has a current investment-adviser registration, through Naples Money Management since July 2011.
How many years of experience does Dawn Litchfield have?
Dawn Litchfield has 40 years in the financial industry, since February 1986, across 2 adviser firms.
What exams has Dawn Litchfield passed?
Dawn Litchfield has passed 3 licensing exams: the Series 7, Series 3 and Series 63. The earliest, the Series 7, was passed in October 1984.
Where did Dawn Litchfield work before Naples Money Management?
Before Naples Money Management, Dawn Litchfield was registered through Litchfield, Nelson & Company, March 1989 to March 2010.
Where is Dawn Litchfield based?
Dawn Litchfield’s registered office is in Naples, FL.
Is Dawn Litchfield registered with FINRA?
No. Dawn Litchfield has no current broker registration.
How can I verify Dawn Litchfield’s record?
Search CRD 1311347 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dawn Litchfield’s full registration record.
Marcus BickleManaging Member - Officer- Brian BruneauManaging Member - Officer
- Richard CalhounManaging Member - Officer