David Warner has been an investment adviser representative at Warner Financial since May 2005, and is not listed among the firm’s executive officers or direct owners.
Warner Financial, Inc is a Bethesda, MD firm with $852M under management, 256 clients and 4 advisers in one office, as of its February 2026 filing.
David Warner’s longest registration is the current one, 21 years at Warner Financial since 2005. Before joining Warner Financial in 2005, David Warner was registered through Windsor Financial, LLC and Windsor Financial Group, Inc.
- Warner Financial, IncCurrent– present · 21 yearsBethesda, MD · Adviser representative · Firm CRD 135303
- Windsor Financial, LLC– · 2 yearsMcLean, VA · Adviser representative · Firm CRD 124510
- Windsor Financial Group, Inc.– · 2 yearsBethesda, MD · Adviser representative · Firm CRD 115431
Investment adviser representative registrations
David Warner is registered as an investment adviser representative in Maryland, since May 2005.
- MarylandSince 9 May 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 October 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Stephen Warner
- CRD
- 4433138
- Firm
- Warner Financial · CRD 135303
- Office
- 4550 MONTGOMERY AVE, SUITE 352 NORTH, Bethesda, MD 20814
- Registration
- Investment adviser registration
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does David Warner work?
David Warner is an investment adviser representative registered through Warner Financial, Inc since May 2005, and is not listed among the firm’s executive officers or direct owners.
Is David Warner a financial advisor?
Yes. David Warner has a current investment-adviser registration in Maryland, through Warner Financial since May 2005.
How many years of experience does David Warner have?
David Warner has 25 years in the financial industry, since January 2001, across 3 adviser firms.
What exams has David Warner passed?
David Warner passed the Series 6 in October 2001. FINRA credited David Warner with the SIE, which began in October 2018.
Where did David Warner work before Warner Financial?
Before Warner Financial, David Warner was registered through Windsor Financial Group, Inc., January 2001 to March 2003.
Where is David Warner based?
David Warner’s registered office is in Bethesda, MD.
Is David Warner registered with FINRA?
No. David Warner has no current broker registration.
How can I verify David Warner’s record?
Search CRD 4433138 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Warner’s full registration record.
