David Walter has been President and Chief Compliance Officer of Halberstadt Financial Consultants since February 2000, is a control person of the firm and directly owns 75% or more of it.
Halberstadt Financial Consultants, Inc. is a Princeton, NJ firm with $185M under management, 158 clients and 3 advisers in one office, as of its March 2026 filing.
David Walter is President and Chief Investment Officer of Halberstadt Financial Consultants, Inc. He began his career in a supervisory role at Peat, Marwick, Mitchell, and Co., a predecessor to KPMG, then worked in private practice serving the accounting needs of high net worth individuals, nonprofit organizations and business owners. He joined the Carnegie Foundation in 1988 as Treasurer and CFO, and later joined Halberstadt Financial.
- – present · 24 yearsPrinceton, NJ · Adviser representative · Firm CRD 109462
Professional designations
Listed by Halberstadt Financial Consultants
- CPA/PFS
- CFP®
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 3 | National Commodity Futures Examination | 1 June 2016 |
| Series 66 | Uniform Combined State Law Examination | 10 December 1999 |
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- CRD
- 4388506
- Firm
- Halberstadt Financial Consultants · CRD 109462
- Role
- President and Chief Compliance Officer
- Office
- 50 NORTH TULANE ST., Princeton, NJ 08542
- Registration
- Investment adviser registration
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- halberstadtfinancial.com
Where does David Walter work?
David Walter has been President and Chief Compliance Officer of Halberstadt Financial Consultants, Inc. since February 2000, and is a control person of the firm.
Is David Walter a financial advisor?
Yes. David Walter has a current investment-adviser registration, through Halberstadt Financial Consultants since October 2002.
How many years of experience does David Walter have?
David Walter has 24 years in the financial industry, since October 2002, across 1 adviser firm.
What exams has David Walter passed?
David Walter has passed 2 licensing exams: the Series 66 and Series 3. The earliest, the Series 66, was passed in December 1999.
Where is David Walter based?
David Walter’s registered office is in Princeton, NJ.
Is David Walter registered with FINRA?
No. David Walter has no current broker registration.
Is David Walter a CFP?
Halberstadt Financial Consultants lists David Walter with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: David Walter, CPA/PFS, CFP® biography, halberstadtfinancial.com
How can I verify David Walter’s record?
Search CRD 4388506 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Walter’s full registration record.