David Swisher has been President/Chief Compliance Officer of Benchmark Capital Group since June 1995, is a control person of the firm and directly owns 75% or more of it.
Benchmark Capital Group LTD. is a Galena, IL firm with $174M under management, 166 clients and 2 advisers across 3 offices, as of its September 2026 filing.
- Benchmark Capital Group LTD.Current– present · 28 yearsGrayslake, IL · Adviser representative · Firm CRD 123698
Investment adviser representative registrations
David Swisher is registered as an investment adviser representative in 2 states. The first approvals date from February 1998; the most recent is Texas, in January 2020.
- IllinoisSince 11 February 1998
- TexasSince 2 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 June 1996 |
| Series 24 | General Securities Principal Examination | 2 August 1994 |
| Series 7 | General Securities Representative Examination | 11 August 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 August 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 August 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David William Swisher
- CRD
- 2266323
- Firm
- Benchmark Capital Group · CRD 123698
- Role
- President/Chief Compliance Officer
- Office
- 228 N. Bench Street, Galena, IL 61036
- Registration
- Investment adviser registration
- In the industry since
- February 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does David Swisher work?
David Swisher has been President/Chief Compliance Officer of Benchmark Capital Group LTD. since June 1995, and is a control person of the firm.
Is David Swisher a financial advisor?
Yes. David Swisher has a current investment-adviser registration in Illinois and Texas, through Benchmark Capital Group since February 1998.
How many years of experience does David Swisher have?
David Swisher has 28 years in the financial industry, since February 1998, across 1 adviser firm.
What exams has David Swisher passed?
David Swisher has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 24 and Series 65. The earliest, the Series 63, was passed in August 1992.
Where is David Swisher based?
David Swisher’s registered office is in Galena, IL.
Is David Swisher registered with FINRA?
No. David Swisher has no current broker registration.
How can I verify David Swisher’s record?
Search CRD 2266323 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Swisher’s full registration record.