David Swapp has been Managing Member of Net Worth Advisory Group since January 2008, is a control person of the firm and directly owns between 25% and 50% of it. David Swapp holds a Bachelor of Science in Accounting from the University of Utah, a Master of Business Administration from Brigham Young University and a Financial Planning Certification Program from Boston University.
Net Worth Advisory Group, LLC is a Sandy, UT firm with $838M under management, 862 clients and 13 advisers in one office, as of its March 2026 filing.
David Swapp is Chief Executive Officer of Net Worth Advisory Group. He has worked with clients for the last 20 years, focusing on retirement planning, investment analysis, investment strategy, portfolio management, business planning, tax planning, insurance, education and estate planning. Before joining the firm he was Vice President of Energy Marketing and Trading at Duke Energy.
David Swapp’s longest registration is the current one, 21 years at Net Worth Advisory Group since 2005. Before joining Net Worth Advisory Group in 2005, David Swapp was registered through Linsco/Private Ledger Corp.
- – present · 21 yearsSandy, UT · Adviser representative · Firm CRD 126983
- Linsco/Private Ledger Corp.– · under a yearSandy, UT · Adviser representative · Firm CRD 6413
Professional designations
Listed by Net Worth Advisory Group
- Certified Financial Planner™ (CFP)
Investment adviser representative registrations
David Swapp is registered as an investment adviser representative in Utah, since July 2005.
- UtahSince 27 July 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 February 2005 |
| Series 7 | General Securities Representative Examination | 20 January 2005 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David William Swapp
- CRD
- 4888140
- Firm
- Net Worth Advisory Group · CRD 126983
- Role
- Managing Member
- Office
- 75 West Towne Ridge Parkway, Suite 460, Sandy, UT 84070
- Registration
- Investment adviser registration
- In the industry since
- February 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- networthadvice.com
Where does David Swapp work?
David Swapp has been Managing Member of Net Worth Advisory Group, LLC since January 2008, and is a control person of the firm.
Is David Swapp a financial advisor?
Yes. David Swapp has a current investment-adviser registration in Utah, through Net Worth Advisory Group since July 2005.
How many years of experience does David Swapp have?
David Swapp has 21 years in the financial industry, since February 2005, across 2 adviser firms.
What exams has David Swapp passed?
David Swapp has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2005.
Where did David Swapp work before Net Worth Advisory Group?
Before Net Worth Advisory Group, David Swapp was registered through Linsco/Private Ledger Corp., February 2005 to July 2005.
Where is David Swapp based?
David Swapp’s registered office is in Sandy, UT.
Is David Swapp registered with FINRA?
No. David Swapp has no current broker registration.
Is David Swapp a CFP?
Net Worth Advisory Group lists David Swapp with the CFP credential (“Certified Financial Planner™ (CFP)”) on its website. CFP Board confirms certification status.
Source: David Swapp, CFP®, MBA® biography, networthadvice.com
How can I verify David Swapp’s record?
Search CRD 4888140 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Swapp’s full registration record.
