David Roberts has been Principal of Sage Hill Capital since April 2011, is a control person of the firm and directly owns between 50% and 75% of it. David Roberts studied at the University of Michigan.
Sage Hill Capital L.L.C. is an Ann Arbor, MI firm with $214M under management, 79 clients and 2 advisers in one office, as of its March 2026 filing.
Dave Roberts is on the team at Sage Hill Capital, an SEC-registered investment advisor based in Ann Arbor, Michigan. Before Sage Hill Capital he worked for Merrill Lynch and Telemus Capital Partners. He was a member of the US National Hockey Team at the 1994 Winter Olympics and an 11-year professional hockey player.
David Roberts’ longest registration is the current one, 14 years at Sage Hill Capital since 2011. Before joining Sage Hill Capital in 2011, David Roberts was registered through Telemus Investment Management, LLC and Merrill Lynch Pierce Fenner & Smith Inc.
- Sage Hill CapitalCurrent– present · 14 yearsAnn Arbor, MI · Adviser representative · Firm CRD 155016
- Telemus Investment Management, LLC– · under a yearSouthfield, MI · Adviser representative · Firm CRD 131580
- Merrill Lynch Pierce Fenner & Smith Inc.– · 2 yearsAnn Arbor, MI · Adviser representative · Firm CRD 7691
Professional designations
Listed by Sage Hill Capital
- Accredited Wealth Management Advisor
Investment adviser representative registrations
David Roberts is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2011; the most recent is Texas, in May 2020.
- MichiganSince 15 December 2011
- TexasResidentSince 4 May 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 November 2010 |
| Series 66 | Uniform Combined State Law Examination | 27 May 2004 |
| Series 7 | General Securities Representative Examination | 28 July 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Lance Roberts
- CRD
- 4678268
- Firm
- Sage Hill Capital · CRD 155016
- Role
- Principal
- Office
- 220 S. MAIN ST., SUITE 301, Ann Arbor, MI 48104
- Registration
- Investment adviser registration
- In the industry since
- September 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sagehillcapital.com
Where does David Roberts work?
David Roberts has been Principal of Sage Hill Capital L.L.C. since April 2011, and is a control person of the firm.
Is David Roberts a financial advisor?
Yes. David Roberts has a current investment-adviser registration in Michigan and Texas, through Sage Hill Capital since December 2011.
How many years of experience does David Roberts have?
David Roberts has 18 years in the financial industry, since September 2008, across 3 adviser firms.
What exams has David Roberts passed?
David Roberts has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in July 2003.
Where did David Roberts work before Sage Hill Capital?
Before Sage Hill Capital, David Roberts was registered through Telemus Investment Management, LLC, November 2010 to April 2011; Merrill Lynch Pierce Fenner & Smith Inc., May 2004 to April 2007.
Where is David Roberts based?
David Roberts’ registered office is in Ann Arbor, MI.
Is David Roberts registered with FINRA?
No. David Roberts has no current broker registration.
How can I verify David Roberts’ record?
Search CRD 4678268 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Roberts’ full registration record.
