David Richmond has been President of Richmond Brothers since September 2011, is a control person of the firm and directly owns between 50% and 75% of it. David Richmond holds a Master of Science in Financial Services from American College.
Richmond Brothers, Inc. is a Jackson, MI firm with $241M under management, 667 clients and 7 advisers in one office, as of its March 2026 filing.
David S. Richmond is Chairman & Co-Owner of Richmond Brothers, Inc., based in Jackson, Michigan. He is a founding partner of Richmond Brothers and has been responsible for the strategic planning of the firm and its affiliates and led the creation of its private funds. He serves as CEO of Bioventrix, Inc. and on its board.
David Richmond’s longest registration is the current one, 15 years at Richmond Brothers since 2011. Before joining Richmond Brothers in 2011, David Richmond was registered through SPC.
- Richmond Brothers, Inc.Current– present · 15 yearsJackson, MI · Adviser representative · Firm CRD 158916
- SPC– · 2 yearsJackson, MI · Adviser representative · Firm CRD 110692
Professional designations
Listed by Richmond Brothers
- CAP®
- CLU®
- ChFC®
Investment adviser representative registrations
David Richmond is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from September 2011; the most recent is Florida, in January 2012.
- FloridaSince 25 January 2012
- MichiganSince 28 September 2011
- North CarolinaSince 29 September 2011
- OhioSince 29 September 2011
- TexasResidentSince 28 September 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 November 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 December 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 August 1992 |
| Series 7 | General Securities Representative Examination | 24 July 1992 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Scott Richmond
- CRD
- 2256619
- Firm
- Richmond Brothers · CRD 158916
- Role
- President
- Office
- 3568 Wildwood Avenue, Jackson, MI 49202
- Registration
- Investment adviser registration
- In the industry since
- November 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- richmondbrothers.com
Where does David Richmond work?
David Richmond has been President of Richmond Brothers, Inc. since September 2011, and is a control person of the firm.
Is David Richmond a financial advisor?
Yes. David Richmond has a current investment-adviser registration in Florida, Michigan, North Carolina, Ohio and Texas, through Richmond Brothers since September 2011.
How many years of experience does David Richmond have?
David Richmond has 17 years in the financial industry, since November 2008, across 2 adviser firms.
What exams has David Richmond passed?
David Richmond has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in July 1992.
Where is David Richmond based?
David Richmond’s registered office is in Jackson, MI.
Is David Richmond registered with FINRA?
No. David Richmond has no current broker registration.
How can I verify David Richmond’s record?
Search CRD 2256619 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Richmond’s full registration record.
