David Reichert has been Chief Compliance of The Kieckhefer Group since September 2024, is not listed as a control person, but directly owns under 5% of the firm.
The Kieckhefer Group LLC is a Mequon, WI firm with $241M under management, 61 clients and 2 advisers in one office, as of its January 2026 filing.
- Wells Fargo Clearing Services, LLC– · 5 yearsHighlands Ranch, CO · Adviser representative · Firm CRD 19616
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 September 2017 |
| Series 7 | General Securities Representative Examination | 10 April 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 September 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 September 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David James Reichert
- CRD
- 5967692
- Firm
- The Kieckhefer Group · CRD 331128
- Role
- Chief Compliance
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does David Reichert work?
David Reichert has been Chief Compliance of The Kieckhefer Group LLC since September 2024.
Does David Reichert have a current investment-adviser registration?
David Reichert has no current investment-adviser or broker registration.
What exams has David Reichert passed?
David Reichert has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in September 2011. FINRA credited David Reichert with the SIE, which began in October 2018.
Where was David Reichert previously registered as an investment adviser?
David Reichert has past investment-adviser registrations through Wells Fargo Clearing Services, LLC, September 2017 to May 2023, across 1 firm.
Is David Reichert registered with FINRA?
No. David Reichert has no current broker registration.
How can I verify David Reichert’s record?
Search CRD 5967692 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Reichert’s full registration record.