David Piotrowski has been an investment adviser representative at Waterford Capital Investment Advisory Services since August 2018, and is not listed among the firm’s executive officers or direct owners. David Piotrowski holds a BBA in Finance from Texas Christian University.
Waterford Capital Investment Advisory Services LLC is an Addison, TX firm with $228M under management, 110 clients and 1 adviser in one office, as of its March 2026 filing.
David Piotrowski is Managing Director and founder of Waterford Capital's Structured Finance Group and is also an Investment Adviser Representative with Waterford Capital Investment Advisory Services, LLC. He has over 30 years of investment banking experience in structured finance transactions across multiple asset classes. He joined Waterford Capital in 2010.
- – present · 8 yearsAddison, TX · Adviser representative · Firm CRD 144172
Investment adviser representative registrations
David Piotrowski is registered as an investment adviser representative in Texas, since August 2018.
- TexasSince 10 August 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 August 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 December 1997 |
| Series 7 | General Securities Representative Examination | 16 October 1997 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Michael Piotrowski
- CRD
- 2942225
- Firm
- Waterford Capital Investment Advisory Services · CRD 144172
- Office
- 14275 MIDWAY ROAD, SUITE 138, Addison, TX 75001
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- waterfordcapital.com
Where does David Piotrowski work?
David Piotrowski is an investment adviser representative registered through Waterford Capital Investment Advisory Services LLC since August 2018, and is not listed among the firm’s executive officers or direct owners.
Is David Piotrowski a financial advisor?
Yes. David Piotrowski has a current investment-adviser registration in Texas, through Waterford Capital Investment Advisory Services since August 2018.
How many years of experience does David Piotrowski have?
David Piotrowski has 27 years in the financial industry, since October 1999, across 1 adviser firm.
What exams has David Piotrowski passed?
David Piotrowski has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 24. The earliest, the Series 7, was passed in October 1997. FINRA credited David Piotrowski with the SIE, which began in October 2018.
Where is David Piotrowski based?
David Piotrowski’s registered office is in Addison, TX.
Is David Piotrowski registered with FINRA?
Yes. David Piotrowski has a current broker registration, under CRD 2942225.
Source: FINRA BrokerCheck
How can I verify David Piotrowski’s record?
Search CRD 2942225 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Piotrowski’s full registration record.