David Ortiz has been an investment adviser representative at L&S Private Wealth since January 2026, and is not listed among the firm’s executive officers or direct owners.
L&S Private Wealth, LLC is an Oklahoma City, OK firm with $109M under management, 102 clients and 1 adviser in one office, as of its April 2026 filing.
David Ortiz’s longest registration was 3 years at Arvest Wealth Management (2020–2023). Before joining L&S Private Wealth in 2026, David Ortiz was registered through Osaic Wealth, Inc. and Arvest Wealth Management.
- L&S Private Wealth, LLCCurrent– present · under a yearOklahoma City, OK · Adviser representative · Firm CRD 339946
- Osaic Wealth, Inc.– · under a yearNorman, OK · Adviser representative · Firm CRD 23131
- Arvest Wealth Management– · 3 yearsNorman, OK · Adviser representative · Firm CRD 42057
Investment adviser representative registrations
David Ortiz is registered as an investment adviser representative in Texas, since January 2026.
- TexasSince 20 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 September 2020 |
| Series 7TO | General Securities Representative Examination | 21 July 2020 |
| SIE | Securities Industry Essentials Examination | 18 June 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- David Alan Ortiz
- CRD
- 7262721
- Firm
- L&S Private Wealth · CRD 339946
- Office
- 3030 NW EXPRESSWAY, SUITE 700, Oklahoma City, OK 73112
- Registration
- Investment adviser registration
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does David Ortiz work?
David Ortiz is an investment adviser representative registered through L&S Private Wealth, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is David Ortiz a financial advisor?
Yes. David Ortiz has a current investment-adviser registration in Texas, through L&S Private Wealth since January 2026.
How many years of experience does David Ortiz have?
David Ortiz has 4 years in the financial industry, since November 2021, across 3 adviser firms.
What exams has David Ortiz passed?
David Ortiz has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in June 2020.
Where did David Ortiz work before L&S Private Wealth?
Before L&S Private Wealth, David Ortiz was registered through Osaic Wealth, Inc., October 2023 to September 2024; Arvest Wealth Management, September 2020 to October 2023.
Where is David Ortiz based?
David Ortiz’s registered office is in Oklahoma City, OK.
Is David Ortiz registered with FINRA?
No. David Ortiz has no current broker registration.
How can I verify David Ortiz’s record?
Search CRD 7262721 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Ortiz’s full registration record.