David McCormack has been an investment adviser representative at Pointe Capital Management since March 2026, and is not listed among the firm’s executive officers or direct owners. David McCormack holds an MBA from Michigan Ross School of Business and a BA in Political Science from the University of Michigan.
Pointe Capital Management LLC is a Grosse Pointe Farms, MI firm with $452M under management, 188 clients and 5 advisers in one office, as of its March 2026 filing.
David McCormack is Vice President of Pointe Capital Management. He joined the firm following a career on Wall Street that spanned public markets, institutional investing and wealth management. Before joining, he was a Banker at J.P. Morgan Private Bank, where he specialized in investment management and financial planning for ultra-high net worth individuals and families, and previously worked at Jefferies Financial Group in New York City.
David McCormack’s longest registration was 2 years at J.P. Morgan Securities LLC (2023–2026). Before joining Pointe Capital Management in 2026, David McCormack was registered through J.P. Morgan Securities LLC.
- – present · under a yearGrosse Pointe Farms, MI · Adviser representative · Firm CRD 152520
- J.P. Morgan Securities LLC– · 2 yearsBirmingham, MI · Adviser representative · Firm CRD 79
Investment adviser representative registrations
David McCormack is registered as an investment adviser representative in Michigan, since March 2026.
- MichiganSince 31 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 14 February 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 52 | Municipal Securities Representative Examination | 5 May 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 May 2016 |
| Series 7 | General Securities Representative Examination | 17 May 2016 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6574977
- Firm
- Pointe Capital Management · CRD 152520
- Office
- 102 Kercheval Avenue, Suite 200, Grosse Pointe Farms, MI 48236
- Registration
- Investment adviser registration
- In the industry since
- April 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pointecapitalmanagement.com
Where does David McCormack work?
David McCormack is an investment adviser representative registered through Pointe Capital Management LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is David McCormack a financial advisor?
Yes. David McCormack has a current investment-adviser registration in Michigan, through Pointe Capital Management since March 2026.
How many years of experience does David McCormack have?
David McCormack has 8 years in the financial industry, since April 2018, across 2 adviser firms.
What exams has David McCormack passed?
David McCormack has passed 4 licensing exams: the Series 7, Series 63, Series 52 and Series 66. The earliest, the Series 7, was passed in May 2016. FINRA credited David McCormack with the SIE, which began in October 2018.
Where did David McCormack work before Pointe Capital Management?
Before Pointe Capital Management, David McCormack was registered through J.P. Morgan Securities LLC, April 2023 to March 2026.
Where is David McCormack based?
David McCormack’s registered office is in Grosse Pointe Farms, MI.
Is David McCormack registered with FINRA?
No. David McCormack has no current broker registration.
How can I verify David McCormack’s record?
Search CRD 6574977 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David McCormack’s full registration record.
