David Mailloux has been Managing Member and Chief Compliance Officer of Wealthcare Investment Partners since April 2018, is a control person of the firm and directly owns between 25% and 50% of it. David Mailloux holds a Bachelor of Science in Finance from Providence College.
Wealthcare Investment Partners LLC is a Portsmouth, RI firm with $860M under management, 1,853 clients and 5 advisers across 2 offices, as of its August 2026 filing.
David R. Mailloux is Managing Partner and Financial Planner of WealthCare Investment Partners. He focuses on estate, financial, wealth, tax and elder care planning. He started his career in 1986 as a Registered Representative with First Investors Corporation. In 2010, Portsmouth Financial formed a strategic partnership with Corriveau Wealth Management, which became known as WealthCare Investment Partners.
David Mailloux’s longest registration was 21 years at LPL Financial LLC (1997–2018). Before joining Wealthcare Investment Partners in 2018, David Mailloux was registered through LPL Financial LLC.
- – present · 8 yearsPortsmouth, RI · Adviser representative · Firm CRD 296475
- LPL Financial LLC– · 21 yearsPortsmouth, RI · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
David Mailloux is registered as an investment adviser representative in Rhode Island, since July 2018.
- Rhode IslandSince 2 July 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 14 December 1996 |
| Series 24 | General Securities Principal Examination | 22 October 1996 |
| Series 7 | General Securities Representative Examination | 10 September 1996 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 8 June 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 October 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 October 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Robert Mailloux
- CRD
- 1574358
- Firm
- Wealthcare Investment Partners · CRD 296475
- Role
- Managing Member and Chief Compliance Officer
- Office
- 35 DYER STREET, Portsmouth, RI 02871
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- wcipllc.com
Where does David Mailloux work?
David Mailloux has been Managing Member and Chief Compliance Officer of Wealthcare Investment Partners LLC since April 2018, and is a control person of the firm.
Is David Mailloux a financial advisor?
Yes. David Mailloux has a current investment-adviser registration in Rhode Island, through Wealthcare Investment Partners since July 2018.
How many years of experience does David Mailloux have?
David Mailloux has 39 years in the financial industry, since October 1986, across 2 adviser firms.
What exams has David Mailloux passed?
David Mailloux has passed 6 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in October 1986. FINRA credited David Mailloux with the SIE, which began in October 2018.
Where is David Mailloux based?
David Mailloux’s registered office is in Portsmouth, RI.
Is David Mailloux registered with FINRA?
Yes. David Mailloux has a current broker registration, under CRD 1574358.
Source: FINRA BrokerCheck
How can I verify David Mailloux’s record?
Search CRD 1574358 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Mailloux’s full registration record.
