David Lindsey has been Treasurer of Southern Capital Services since December 1998, is a control person of the firm and directly owns between 10% and 25% of it. David Lindsey holds a Bachelor of Arts in Economics and Business Administration from Rhodes College, a Master of Business Administration in Management and Finance from the University of Memphis and a Master of Science in Hospital and Health Services Administration from the University of Alabama at Birmingham.
Southern Capital Services, Inc. is a Daphne, AL firm with $192M under management, 394 clients and 6 advisers across 4 offices, as of its March 2026 filing.
David Lindsey is Chief Financial Officer, Treasurer of Southern Capital Services, Inc. He joined the firm in 1990 and serves as its Director of Operations. He has been active in the investment industry since 1986 and also served on the faculty at the University of South Alabama, teaching courses in business finance, economics, real estate, investments and international business.
Professional designations
Listed by Southern Capital Services
- CERTIFIED FINANCIAL PLANNER™
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 17 May 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 April 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 May 1984 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Erle Lindsey
- CRD
- 1269329
- Firm
- Southern Capital Services · CRD 105582
- Role
- Treasurer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- southerncapitalservices.com
Where does David Lindsey work?
David Lindsey has been Treasurer of Southern Capital Services, Inc. since December 1998, and is a control person of the firm.
Does David Lindsey have a current investment-adviser registration?
David Lindsey has no current investment-adviser or broker registration.
What exams has David Lindsey passed?
David Lindsey has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in May 1984.
Where was David Lindsey previously registered as an investment adviser?
David Lindsey has past investment-adviser registrations through Southern Capital Services Inc, May 1991 to September 2026, across 1 firm.
Is David Lindsey registered with FINRA?
No. David Lindsey has no current broker registration.
Is David Lindsey a CFP?
Southern Capital Services lists David Lindsey with the CFP credential (“CERTIFIED FINANCIAL PLANNER™”) on its website. CFP Board confirms certification status.
Source: David Lindsey biography, southerncapitalservices.com
How can I verify David Lindsey’s record?
Search CRD 1269329 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Lindsey’s full registration record.
