David Leone has been an investment adviser representative at Forefront Wealth Partners since August 2024, and is not listed among the firm’s executive officers or direct owners.
Forefront Wealth Partners, LLC is an Austin, TX firm with $240M under management, 572 clients and 7 advisers across 6 offices, as of its September 2026 filing.
David Leone’s longest registration is the current one, 2 years at Forefront Wealth Partners since 2024. Before joining Forefront Wealth Partners in 2024, David Leone was registered through Halpern Financial, Inc.
- Calton & Associates, Inc.Also current– present · 2 yearsBlackwood, NJ · Adviser representative and broker · Firm CRD 20999
- Halpern Financial, Inc.– · under a yearAshburn, VA · Adviser representative · Firm CRD 108822
Investment adviser representative registrations
David Leone is registered as an investment adviser representative in 2 states. The first approvals date from August 2024; the most recent is New Jersey, in October 2024.
- New JerseySince 10 October 2024
- VirginiaSince 27 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 13 June 2014 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 May 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Michael Leone
- CRD
- 5737854
- Firm
- Forefront Wealth Partners · CRD 308521
- Office
- Blackwood, NJ
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Leone work?
David Leone is an investment adviser representative registered through Forefront Wealth Partners, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is David Leone a financial advisor?
Yes. David Leone has a current investment-adviser registration in New Jersey and Virginia, through Forefront Wealth Partners since August 2024.
How many years of experience does David Leone have?
David Leone has 11 years in the financial industry, since September 2015, across 3 adviser firms.
What exams has David Leone passed?
David Leone has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in May 2014. FINRA credited David Leone with the SIE, which began in October 2018.
Where did David Leone work before Forefront Wealth Partners?
Before Forefront Wealth Partners, David Leone was registered through Halpern Financial, Inc., December 2023 to August 2024.
Where is David Leone based?
David Leone’s registered office is in Blackwood, NJ.
Is David Leone registered with FINRA?
Yes. David Leone has a current broker registration, under CRD 5737854.
Source: FINRA BrokerCheck
How can I verify David Leone’s record?
Search CRD 5737854 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Leone’s full registration record.
