David Lauritzen has been an investment adviser representative at Confidence Wealth Management since May 2020, and is not listed among the firm’s executive officers or direct owners.
Confidence Wealth Management, Inc. is a Los Angeles, CA firm with $454M under management, 743 clients and 8 advisers across 2 offices, as of its March 2026 filing.
David Lauritzen’s longest registration is the current one, 6 years at Confidence Wealth Management since 2020. Before joining Confidence Wealth Management in 2020, David Lauritzen was registered through Fidelity Personal and Workplace Advisors and Strategic Advisers LLC.
- – present · 6 yearsAdviser representative · Firm CRD 127383
- Fidelity Personal and Workplace Advisors– · under a yearBoston, MA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · 2 yearsLos Angeles, CA · Adviser representative · Firm CRD 104555
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 21 August 2017 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 1 June 2017 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 August 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 August 2008 |
| Series 7 | General Securities Representative Examination | 23 July 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Christopher Lauritzen
- CRD
- 5555281
- Firm
- Confidence Wealth Management · CRD 127383
- Registration
- Investment adviser registration
- In the industry since
- June 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does David Lauritzen work?
David Lauritzen is an investment adviser representative registered through Confidence Wealth Management, Inc. since May 2020, and is not listed among the firm’s executive officers or direct owners.
Is David Lauritzen a financial advisor?
Yes. David Lauritzen has a current investment-adviser registration, through Confidence Wealth Management since May 2020.
How many years of experience does David Lauritzen have?
David Lauritzen has 17 years in the financial industry, since June 2009, across 3 adviser firms.
What exams has David Lauritzen passed?
David Lauritzen has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 9 and Series 10. The earliest, the Series 7, was passed in July 2008. FINRA credited David Lauritzen with the SIE, which began in October 2018.
Where did David Lauritzen work before Confidence Wealth Management?
Before Confidence Wealth Management, David Lauritzen was registered through Fidelity Personal and Workplace Advisors, July 2018 to March 2019; Strategic Advisers LLC, August 2015 to July 2018.
Is David Lauritzen registered with FINRA?
No. David Lauritzen has no current broker registration.
How can I verify David Lauritzen’s record?
Search CRD 5555281 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Lauritzen’s full registration record.
