David Lake has been President of Capital Wealth Advisors since December 2001, is a control person of the firm and directly owns between 50% and 75% of it.
Capital Wealth Advisors, LTD. is a West Bend, WI firm with $126M under management, 185 clients and 2 advisers in one office, as of its March 2026 filing.
David Lake’s longest registration is the current one, 16 years at Capital Wealth Advisors since 2010. Before joining Capital Wealth Advisors in 2010, David Lake was registered through Wisconsin Wealth Advisors, LLC and Harbour Investments, Inc.
- CWP Private Wealth ManagementAlso current– present · 11 yearsWest Bend, WI · Adviser representative · Firm CRD 281520
- – present · 16 yearsWest Bend, WI · Adviser representative · Firm CRD 155263
- Wisconsin Wealth Advisors, LLC– · 1 yearWest Bend, WI · Adviser representative · Firm CRD 145946
- Harbour Investments, Inc.– · 11 yearsWest Bend, WI · Adviser representative · Firm CRD 19258
Investment adviser representative registrations
David Lake is registered as an investment adviser representative in 3 states. The first approvals date from October 2010; the most recent is Texas, in March 2019.
- FloridaSince 6 February 2012
- TexasSince 25 March 2019
- WisconsinSince 20 October 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 October 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 April 1991 |
| Series 7 | General Securities Representative Examination | 15 April 1991 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Scott Lake
- CRD
- 1638504
- Firm
- Capital Wealth Advisors · CRD 155263
- Role
- President
- Office
- 1755 W. PARADISE DR., West Bend, WI 53095
- Registration
- Investment adviser registration
- In the industry since
- March 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does David Lake work?
David Lake has been President of Capital Wealth Advisors, LTD. since December 2001, and is a control person of the firm.
Is David Lake a financial advisor?
Yes. David Lake has a current investment-adviser registration in Florida, Texas and Wisconsin, through Capital Wealth Advisors since October 2010.
How many years of experience does David Lake have?
David Lake has 27 years in the financial industry, since March 1999, across 4 adviser firms.
What exams has David Lake passed?
David Lake has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in April 1991.
Where is David Lake based?
David Lake’s registered office is in West Bend, WI.
Is David Lake registered with FINRA?
No. David Lake has no current broker registration.
How can I verify David Lake’s record?
Search CRD 1638504 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Lake’s full registration record.