David Kim has been an investment adviser representative at Rinkey Investments since September 2025, and is not listed among the firm’s executive officers or direct owners.
Rinkey Investments is a San Diego, CA firm with $471M under management, 215 clients and 9 advisers across 9 offices, as of its May 2026 filing.
David Kim’s longest registration is the current one, 1 year at Rinkey Investments since 2025. Before joining Rinkey Investments in 2025, David Kim was registered through Ip Financial Advisory Services LLC.
- – present · 1 yearNorthglenn, CO · Adviser representative · Firm CRD 149576
- Ip Financial Advisory Services LLC– · under a yearLone Tree, CO · Adviser representative · Firm CRD 305772
Investment adviser representative registrations
David Kim is registered as an investment adviser representative in Colorado, since September 2025.
- ColoradoSince 3 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 18 April 2023 |
| SIE | Securities Industry Essentials Examination | 20 January 2023 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7316818
- Firm
- Rinkey Investments · CRD 149576
- Office
- Northglenn, CO
- Registration
- Investment adviser registration
- In the industry since
- February 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does David Kim work?
David Kim is an investment adviser representative registered through Rinkey Investments since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is David Kim a financial advisor?
Yes. David Kim has a current investment-adviser registration in Colorado, through Rinkey Investments since September 2025.
How many years of experience does David Kim have?
David Kim has 2 years in the financial industry, since February 2024, across 2 adviser firms.
What exams has David Kim passed?
David Kim has passed 2 licensing exams: the SIE and Series 7TO. The earliest, the SIE, was passed in January 2023.
Where did David Kim work before Rinkey Investments?
Before Rinkey Investments, David Kim was registered through Ip Financial Advisory Services LLC, May 2024 to April 2025.
Where is David Kim based?
David Kim’s registered office is in Northglenn, CO.
Is David Kim registered with FINRA?
No. David Kim has no current broker registration.
How can I verify David Kim’s record?
Search CRD 7316818 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Kim’s full registration record.
