David Howell has been an investment adviser representative at Quad City Investment Advisors since March 2009, and is not listed among the firm’s executive officers or direct owners.
Quad City Investment Advisors, LLC is a Moline, IL firm with $408M under management, 746 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Dave Howell is Senior Financial Advisor of Quad City Investment Center. He has over 35 years of experience in the financial services industry and opened the Quad City Investment Center at Quad City Bank & Trust in 1994. He helps clients transition into retirement, both financially and emotionally.
David Howell’s longest registration is the current one, 27 years at LPL Financial LLC since 1999. Before joining Quad City Investment Advisors in 2009, David Howell was registered through LPL Financial Corporation.
- Quad City Investment CenterCurrent– present · 17 yearsMoline, IL · Adviser representative · Firm CRD 112187
- LPL Financial Corporation– · 10 yearsBettendorf, IA · Adviser representative · Firm CRD 6413
- LPL Financial LLCAlso current– present · 27 yearsDavenport, IA · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
David Howell is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from March 2009; the most recent is Texas, in April 2018.
- IllinoisSince 27 March 2009
- IowaSince 27 March 2009
- TexasResidentSince 3 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 1 December 2005 |
| Series 24 | General Securities Principal Examination | 12 October 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 August 1998 |
| Series 7 | General Securities Representative Examination | 12 July 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 July 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- David Charles Howell
- CRD
- 2511285
- Firm
- Quad City Investment Advisors · CRD 112187
- Office
- 3551 7TH STREET, Moline, IL 61265
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- qcbt.bank
Where does David Howell work?
David Howell is an investment adviser representative registered through Quad City Investment Advisors, LLC since March 2009, and is not listed among the firm’s executive officers or direct owners.
Is David Howell a financial advisor?
Yes. David Howell has a current investment-adviser registration in Illinois, Iowa and Texas, through Quad City Investment Advisors since March 2009.
How many years of experience does David Howell have?
David Howell has 32 years in the financial industry, since July 1994, across 2 adviser firms.
What exams has David Howell passed?
David Howell has passed 5 licensing exams: the Series 63, Series 7, Series 65, Series 24 and Series 51. The earliest, the Series 63, was passed in July 1994. FINRA credited David Howell with the SIE, which began in October 2018.
Where is David Howell based?
David Howell’s registered office is in Moline, IL.
Is David Howell registered with FINRA?
Yes. David Howell has a current broker registration, under CRD 2511285.
Source: FINRA BrokerCheck
How can I verify David Howell’s record?
Search CRD 2511285 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Howell’s full registration record.