David Holland has been an investment adviser representative at Global Wealth Strategies and Associates since November 2021, and is not listed among the firm’s executive officers or direct owners.
Global Wealth Strategies and Associates, LLC is a Denver, CO firm with $457M under management, 925 clients and 9 advisers across 2 offices, as of its May 2026 filing.
David Holland’s longest registration is the current one, 4 years at Global Wealth Strategies and Associates since 2021. Before joining Global Wealth Strategies and Associates in 2021, David Holland was registered through MML Investors Services, LLC.
- – present · 4 yearsDenver, CO · Adviser representative · Firm CRD 316072
- MML Investors Services, LLC– · 2 yearsDenver, CO · Adviser representative · Firm CRD 10409
- MML Investors Services, LLC– · 1 yearDenver, CO · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
David Holland is registered as an investment adviser representative in Colorado, since November 2021.
- ColoradoSince 8 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 April 2015 |
| Series 7 | General Securities Representative Examination | 12 March 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Thomas Holland
- CRD
- 6431734
- Firm
- Global Wealth Strategies and Associates · CRD 316072
- Office
- 3200 CHERRY CREEK SOUTH DRIVE, SUITE 280, Denver, CO 80209
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does David Holland work?
David Holland is an investment adviser representative registered through Global Wealth Strategies and Associates, LLC since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is David Holland a financial advisor?
Yes. David Holland has a current investment-adviser registration in Colorado, through Global Wealth Strategies and Associates since November 2021.
How many years of experience does David Holland have?
David Holland has 9 years in the financial industry, since March 2017, across 2 adviser firms.
What exams has David Holland passed?
David Holland has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2015. FINRA credited David Holland with the SIE, which began in October 2018.
Where did David Holland work before Global Wealth Strategies and Associates?
Before Global Wealth Strategies and Associates, David Holland was registered through MML Investors Services, LLC, April 2019 to October 2021; MML Investors Services, LLC, July 2015 to April 2017.
Where is David Holland based?
David Holland’s registered office is in Denver, CO.
Is David Holland registered with FINRA?
No. David Holland has no current broker registration.
How can I verify David Holland’s record?
Search CRD 6431734 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Holland’s full registration record.