David Hobbs has been Managing Member and Chief Compliance Officer of Hobbs Wealth Management since July 2022, is a control person of the firm and directly owns 75% or more of it.
Hobbs Wealth Management, LLC is a Zionsville, IN firm with $147M under management, 194 clients and 1 adviser in one office, as of its March 2026 filing.
David Hobbs’ longest registration was 4 years at Wealth Advisory Solutions, LLC (2019–2023). Before joining Hobbs Wealth Management in 2023, David Hobbs was registered through Wealth Advisory Solutions, LLC and Charter Advisory Corporation.
- Hobbs Wealth ManagementCurrent– present · 3 yearsZionsville, IN · Adviser representative · Firm CRD 325374
- Wealth Advisory Solutions, LLC– · 4 yearsZionsville, IN · Adviser representative · Firm CRD 288903
- Charter Advisory Corporation– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 113390
- LPL Financial LLC– · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
David Hobbs is registered as an investment adviser representative in 3 states. The first approvals date from March 2023; the most recent is Texas, in March 2026.
- IndianaSince 31 March 2023
- LouisianaSince 5 April 2023
- TexasSince 4 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 21 January 2016 |
| Series 66 | Uniform Combined State Law Examination | 11 January 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 April 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 November 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- David Charles Hobbs
- CRD
- 5004505
- Firm
- Hobbs Wealth Management · CRD 325374
- Role
- Managing Member and Chief Compliance Officer
- Office
- 75 N. MAIN STREET, Zionsville, IN 46077
- Registration
- Investment adviser registration
- In the industry since
- April 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does David Hobbs work?
David Hobbs has been Managing Member and Chief Compliance Officer of Hobbs Wealth Management, LLC since July 2022, and is a control person of the firm.
Is David Hobbs a financial advisor?
Yes. David Hobbs has a current investment-adviser registration in Indiana, Louisiana and Texas, through Hobbs Wealth Management since March 2023.
How many years of experience does David Hobbs have?
David Hobbs has 18 years in the financial industry, since April 2008, across 4 adviser firms.
What exams has David Hobbs passed?
David Hobbs has passed 4 licensing exams: the Series 63, Series 6, Series 66 and Series 7. The earliest, the Series 63, was passed in November 2007. FINRA credited David Hobbs with the SIE, which began in October 2018.
Where did David Hobbs work before Hobbs Wealth Management?
Before Hobbs Wealth Management, David Hobbs was registered through Charter Advisory Corporation, July 2018 to March 2019; LPL Financial LLC, January 2016 to November 2018.
Where is David Hobbs based?
David Hobbs’ registered office is in Zionsville, IN.
Is David Hobbs registered with FINRA?
No. David Hobbs has no current broker registration.
How can I verify David Hobbs’ record?
Search CRD 5004505 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Hobbs’ full registration record.