David Henning has been an investment adviser representative at Formidable Asset Management since April 2017, and is not listed among the firm’s executive officers or direct owners.
Formidable Asset Management, LLC is a Cincinnati, OH firm with $903M under management, 900 clients and 14 advisers across 4 offices, as of its August 2026 filing.
David Henning is Senior Portfolio Manager of Formidable Asset Management, with 28 years of experience in financial planning. He has worked with hundreds of Procter & Gamble employees on their transitions into retirement and has managed 401(k) retirement plans for small businesses. He assesses client objectives, builds budget and estate plans for individuals and families, and monitors them to keep them current.
David Henning’s longest registration is the current one, 9 years at Formidable Asset Management since 2017. Before joining Formidable Asset Management in 2017, David Henning was registered through The Retirement Corporation of America.
- – present · 9 yearsCincinnati, OH · Adviser representative · Firm CRD 167555
- The Retirement Corporation of America– · 7 yearsCincinnati, OH · Adviser representative · Firm CRD 105994
Professional designations
Listed by Formidable Asset Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
David Henning is registered as an investment adviser representative in Ohio, since April 2017.
- OhioSince 21 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 May 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 May 1997 |
| Series 7 | General Securities Representative Examination | 27 June 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Brian Henning
- CRD
- 2735291
- Firm
- Formidable Asset Management · CRD 167555
- Office
- 221 E. 4th Street, Suite 2850, Cincinnati, OH 45202
- Registration
- Investment adviser registration
- In the industry since
- November 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- formidableam.com
Where does David Henning work?
David Henning is an investment adviser representative registered through Formidable Asset Management, LLC since April 2017, and is not listed among the firm’s executive officers or direct owners.
Is David Henning a financial advisor?
Yes. David Henning has a current investment-adviser registration in Ohio, through Formidable Asset Management since April 2017.
How many years of experience does David Henning have?
David Henning has 16 years in the financial industry, since November 2009, across 2 adviser firms.
What exams has David Henning passed?
David Henning has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1996. FINRA credited David Henning with the SIE, which began in October 2018.
Where is David Henning based?
David Henning’s registered office is in Cincinnati, OH.
Is David Henning registered with FINRA?
No. David Henning has no current broker registration.
Is David Henning a CFP?
Formidable Asset Management lists David Henning with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify David Henning’s record?
Search CRD 2735291 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Henning’s full registration record.
