David Harris has been President of Zermatt Wealth Partners since December 2025, is a control person of the firm and directly owns under 5% of it.
Zermatt Wealth Partners LLC is a San Diego, CA firm with $158M under management, 211 clients and 4 advisers across 2 offices, as of its July 2026 filing.
David Harris’ longest registration was 7 years at Morgan Stanley (2017–2025).
- Wfa of San Diego– · under a yearWilmington, NC · Adviser representative · Firm CRD 307404
- Morgan Stanley– · 7 yearsHouston, TX · Adviser representative · Firm CRD 149777
- Aristotle Capital Management, LLC– · 1 yearCumming, GA · Adviser representative · Firm CRD 109876
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 April 2005 |
| Series 7 | General Securities Representative Examination | 1 April 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 February 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Scott Harris
- CRD
- 1250257
- Firm
- Zermatt Wealth Partners · CRD 105736
- Role
- President
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does David Harris work?
David Harris has been President of Zermatt Wealth Partners LLC since December 2025, and is a control person of the firm.
Does David Harris have a current investment-adviser registration?
David Harris has no current investment-adviser or broker registration.
What exams has David Harris passed?
David Harris has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in February 1994. FINRA credited David Harris with the SIE, which began in October 2018.
Where was David Harris previously registered as an investment adviser?
David Harris has past investment-adviser registrations through Wfa of San Diego, May 2025 to March 2026; Zermatt Wealth Partners, May 2025 to March 2026; Morgan Stanley, March 2017 to March 2025; Aristotle Capital Management, LLC, July 2015 to September 2016, across 4 firms.
Is David Harris registered with FINRA?
No. David Harris has no current broker registration.
How can I verify David Harris’ record?
Search CRD 1250257 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Harris’ full registration record.
- David WhiteChief Compliance Officer
- Louis DworskyCEO