David Halling has been an investment adviser representative at NICH Capital Partners since October 2015, and is not listed among the firm’s executive officers or direct owners.
Nich Capital Partners, Inc. is a firm with $148M under management, 69 clients and 2 advisers in one office, as of its June 2026 filing.
David Halling’s longest registration is the current one, 11 years at NICH Capital Partners since 2015. Before joining NICH Capital Partners in 2015, David Halling was registered through Oppenheimer & Co. Inc.
- Nich Capital Partners, Inc.Current– present · 11 yearsWilmington, NC · Adviser representative · Firm CRD 159260
- Oppenheimer & Co. Inc.– · under a yearSeattle, WA · Adviser representative · Firm CRD 249
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 September 2013 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 14 March 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 April 1989 |
| Series 7 | General Securities Representative Examination | 18 June 1988 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David George Halling
- CRD
- 1839576
- Firm
- NICH Capital Partners · CRD 159260
- Office
- Wilmington, NC
- Registration
- Investment adviser registration
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does David Halling work?
David Halling is an investment adviser representative registered through Nich Capital Partners, Inc. since October 2015, and is not listed among the firm’s executive officers or direct owners.
Is David Halling a financial advisor?
Yes. David Halling has a current investment-adviser registration, through NICH Capital Partners since October 2015.
How many years of experience does David Halling have?
David Halling has 11 years in the financial industry, since August 2015, across 2 adviser firms.
What exams has David Halling passed?
David Halling has passed 4 licensing exams: the Series 7, Series 63, Series 8 and Series 65. The earliest, the Series 7, was passed in June 1988.
Where did David Halling work before NICH Capital Partners?
Before NICH Capital Partners, David Halling was registered through Oppenheimer & Co. Inc., September 2013 to November 2013.
Where is David Halling based?
David Halling’s registered office is in Wilmington, NC.
Is David Halling registered with FINRA?
No. David Halling has no current broker registration.
How can I verify David Halling’s record?
Search CRD 1839576 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Halling’s full registration record.
