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David Goldstein

Chief Operating Officer and Chief Compliance Officer at Aequim Alternative Investments

Firm officerUpdated

David Goldstein has been Chief Operating Officer and Chief Compliance Officer of Aequim Alternative Investments LP, a Mill Valley, CA investment adviser managing $8.25B, since January 2018.

8
Years in role
$8.25B
Firm AUM
5
Firm clients
4
Firm advisers

From Form ADV filed 23 March 2026Form ADV

Career

David Goldstein is a control person of Aequim Alternative Investments and directly owns between 10% and 25% of it.

Aequim Alternative Investments is an investment adviser based in Mill Valley, CA, registered with the SEC since 2018. It provides investment management. Its clients include pooled investment vehicles and state or municipal government entities. Its regulatory assets under management total $8.25 billion, as filed on 23 March 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
1670828
Role
Chief Operating Officer and Chief Compliance Officer
In role since
January 2018 · 8 years
Control person
Yes
Direct ownership
10% to 25%
Firm headquarters
Mill Valley, CA
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does David Goldstein work?

David Goldstein has been Chief Operating Officer and Chief Compliance Officer of Aequim Alternative Investments LP since January 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 23 March 2026

How can I verify David Goldstein’s record?

David Goldstein’s role is listed on Aequim Alternative Investments LP’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 293127.

Source: Form ADV, Schedule A, filed 23 March 2026

Leadership at Aequim Alternative Investments

Sources

  1. IAPD individual lookup, CRD 1670828, checked 21 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Aequim Alternative Investments LP, filed 23 March 2026. Title, control and ownership bands.