David Ficarra has been an investment adviser representative at Discipline Wealth Solutions since October 2024, and is not listed among the firm’s executive officers or direct owners.
Discipline Wealth Solutions, Inc. is a Greenville, SC firm with $747M under management, 1,946 clients and 18 advisers across 13 offices, as of its September 2026 filing.
David Ficarra’s longest registration was 7 years at CPR Investments Inc (2017–2024). Before joining Discipline Wealth Solutions in 2024, David Ficarra was registered through CPR Investments Inc and Capital Markets Iq, LLC.
- – present · 2 yearsSterling Heights, MI · Adviser representative · Firm CRD 315846
- CPR Investments Inc– · 7 yearsRochester, MI · Adviser representative · Firm CRD 139067
- Capital Markets Iq, LLC– · 1 yearSterling Heights, MI · Adviser representative · Firm CRD 134921
- Quartermaster Wealth Management, LLC– · under a yearSterling Heights, MI · Adviser representative · Firm CRD 166807
Investment adviser representative registrations
David Ficarra is registered as an investment adviser representative in Michigan, since October 2024.
- MichiganSince 22 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 September 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 December 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 December 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Wayne Ficarra
- CRD
- 2302076
- Firm
- Discipline Wealth Solutions · CRD 315846
- Office
- Sterling Heights, MI
- Registration
- Investment adviser registration
- In the industry since
- August 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does David Ficarra work?
David Ficarra is an investment adviser representative registered through Discipline Wealth Solutions, Inc. since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is David Ficarra a financial advisor?
Yes. David Ficarra has a current investment-adviser registration in Michigan, through Discipline Wealth Solutions since October 2024.
How many years of experience does David Ficarra have?
David Ficarra has 12 years in the financial industry, since August 2014, across 4 adviser firms.
What exams has David Ficarra passed?
David Ficarra has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in December 1992.
Where did David Ficarra work before Discipline Wealth Solutions?
Before Discipline Wealth Solutions, David Ficarra was registered through Capital Markets Iq, LLC, March 2015 to February 2017; Quartermaster Wealth Management, LLC, August 2014 to March 2015.
Where is David Ficarra based?
David Ficarra’s registered office is in Sterling Heights, MI.
Is David Ficarra registered with FINRA?
No. David Ficarra has no current broker registration.
How can I verify David Ficarra’s record?
Search CRD 2302076 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Ficarra’s full registration record.