David Darby has been an investment adviser representative at AGH Wealth Advisors since July 2008, and is not listed among the firm’s executive officers or direct owners. David Darby holds a Bachelor's degree in personnel administration and psychology from the University of Kansas and a Master's degree in business administration from Baker University.
Agh Wealth Advisors, LLC is a Wichita, KS firm with $456M under management, 489 clients and 6 advisers across 2 offices, as of its March 2026 filing.
David Darby is Senior Vice President of AGH Wealth Management. He is an investment advisor representative through LPL Financial and has been a licensed financial professional since 1989. He serves many of the firm's retirement plan investment clients with investment management, fund selection and evaluation, and employee education related to retirement plans. Before joining AGH Wealth Management, he worked with a large mutual fund company and for nearly a decade in banking.
David Darby’s longest registration is the current one, 18 years at LPL Financial LLC since 2008.
- Agh Wealth Advisors, LLCCurrent– present · 18 yearsGalena, MO · Adviser representative · Firm CRD 146796
- LPL Financial LLCAlso current– present · 18 yearsGalena, MO · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
David Darby is registered as an investment adviser representative in 2 states. The first approvals date from April 2009; the most recent is Missouri, in March 2021.
- MissouriSince 1 March 2021
- TexasSince 3 April 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 April 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 March 2005 |
| Series 7 | General Securities Representative Examination | 15 October 1988 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Kurth Darby
- CRD
- 1887305
- Firm
- AGH Wealth Advisors · CRD 146796
- Office
- Galena, MO
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- aghwealth.com
Where does David Darby work?
David Darby is an investment adviser representative registered through Agh Wealth Advisors, LLC since July 2008, and is not listed among the firm’s executive officers or direct owners.
Is David Darby a financial advisor?
Yes. David Darby has a current investment-adviser registration in Missouri and Texas, through AGH Wealth Advisors since July 2008.
How many years of experience does David Darby have?
David Darby has 31 years in the financial industry, since June 1995, across 2 adviser firms.
What exams has David Darby passed?
David Darby has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 6TO. The earliest, the Series 7, was passed in October 1988. FINRA credited David Darby with the SIE, which began in October 2018.
Where is David Darby based?
David Darby’s registered office is in Galena, MO.
Is David Darby registered with FINRA?
Yes. David Darby has a current broker registration, under CRD 1887305.
Source: FINRA BrokerCheck
How can I verify David Darby’s record?
Search CRD 1887305 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Darby’s full registration record.
