David Corrie has been Managing Member, Chief Compliance Officer and Chief Executive Officer of MaQro Advisors since October 2017, is a control person of the firm and directly owns 75% or more of it.
Maqro Advisors LLC is an Austin, TX firm with $174M under management, 51 clients and 1 adviser in one office, as of its March 2026 filing.
David Corrie’s longest registration was 5 years at UBS Financial Services Inc. (2011–2017).
- UBS Financial Services Inc.– · 5 yearsAustin, TX · Adviser representative · Firm CRD 8174
- Raymond James & Associates, Inc.– · 4 yearsAustin, TX · Adviser representative · Firm CRD 705
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 20 June 2009 |
| Series 66 | Uniform Combined State Law Examination | 21 December 2006 |
| Series 7 | General Securities Representative Examination | 6 December 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Gordon Corrie
- CRD
- 5227717
- Firm
- MaQro Advisors · CRD 289245
- Role
- Managing Member, Chief Compliance Officer and Chief Executive Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does David Corrie work?
David Corrie has been Managing Member, Chief Compliance Officer and Chief Executive Officer of Maqro Advisors LLC since October 2017, and is a control person of the firm.
Does David Corrie have a current investment-adviser registration?
David Corrie has no current investment-adviser or broker registration.
What exams has David Corrie passed?
David Corrie has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in December 2006. FINRA credited David Corrie with the SIE, which began in October 2018.
Where was David Corrie previously registered as an investment adviser?
David Corrie has past investment-adviser registrations through Maqro Advisors LLC, October 2017 to September 2021; UBS Financial Services Inc., November 2011 to October 2017; Raymond James & Associates, Inc., February 2007 to November 2011, across 3 firms.
Is David Corrie registered with FINRA?
No. David Corrie has no current broker registration.
How can I verify David Corrie’s record?
Search CRD 5227717 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Corrie’s full registration record.