David Cavender has been Chief Compliance Officer of Jack V. Butterfield Investment since January 2025, is not listed as a control person, but directly owns under 5% of the firm. David Cavender holds a Bachelor's degree in Accounting from Spring Arbor University and a Master's degree in Business Administration from Spring Arbor University.
Jack V. Butterfield Investment Company is a Jackson, MI firm with $158M under management, 208 clients and 5 advisers in one office, as of its February 2026 filing.
David Cavender is Financial and Operations Principal of Jack V. Butterfield Investment Company. He joined the firm in 2017. His responsibilities include accounting, compliance issues and regulatory filings, as well as computer and office equipment support.
No adviser firm registrations are on David Cavender’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 August 2024 |
| Series 24 | General Securities Principal Examination | 16 August 2023 |
| Series 7TO | General Securities Representative Examination | 7 June 2023 |
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 21 February 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Name
- Financial and Operations Principal Examination
- Full name
- David Michael Cavender
- CRD
- 6844966
- Firm
- Jack V. Butterfield Investment · CRD 3998
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- jvbco.com
Where does David Cavender work?
David Cavender has been Chief Compliance Officer of Jack V. Butterfield Investment Company since January 2025.
Does David Cavender have a current investment-adviser registration?
David Cavender has a current broker registration and no current investment-adviser registration.
What exams has David Cavender passed?
David Cavender has passed 6 licensing exams: the Series 27, SIE, Series 99TO, Series 7TO, Series 24 and Series 66. The earliest, the Series 27, was passed in February 2018.
Is David Cavender registered with FINRA?
Yes. David Cavender has a current broker registration, under CRD 6844966.
Source: FINRA BrokerCheck
How can I verify David Cavender’s record?
Search CRD 6844966 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Cavender’s full registration record.
