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David Buenaventura

Chief Compliance Officer at Dark Horse Advisors

Firm officerUpdated

David Buenaventura has been Chief Compliance Officer of Dark Horse Advisors LLC, a investment adviser managing $182M, since April 2026.

2026
In role since
$182M
Firm AUM
179
Firm clients
5
Firm advisers

From Form ADV filed 27 April 2026Form ADV

Career

David Buenaventura is a control person of Dark Horse Advisors and directly owns under 5% of it. David Buenaventura holds a Bachelor’s degree in business administration from San Diego State University.

Dark Horse Advisors is an investment adviser, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $182 million, as filed on 27 April 2026. Its fees, ownership and offices are on the firm’s profile.

David Buenaventura is Director of Operations of Dark Horse Private Wealth. He served twelve years of active duty as a Staff Non-Commissioned Officer in the Marines, with deployments in Operation Iraqi Freedom and Operation Enduring Freedom in Afghanistan. He joined financial advisory in 2019.

Key facts

CRD
7077849
Firm
Dark Horse Advisors · CRD 312741
Role
Chief Compliance Officer
In role since
April 2026 · under a year
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does David Buenaventura work?

David Buenaventura has been Chief Compliance Officer of Dark Horse Advisors LLC since April 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 April 2026

How can I verify David Buenaventura’s record?

David Buenaventura’s role is listed on Dark Horse Advisors LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 312741.

Source: Form ADV, Schedule A, filed 27 April 2026

Leadership at Dark Horse Advisors

Sources

  1. IAPD individual lookup, CRD 7077849, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Dark Horse Advisors LLC, filed 27 April 2026. Title, control and ownership bands.
  3. Dark Horse Advisors team page. Biography, education, credentials, awards.